UBS O'Connor’s State Street Industrial Select Sector SPDR ETF XLI Stock Holding History

UBS O'Connor’s Portfolio XLI Stock Details XLI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-5,500	Closed	-$390K	–	392
2017 Q3	$390K	Buy	+5,500	New	+$378K	0.01%	309
2016 Q4	–	Sell	-107,491	Closed	-$6.28M	–	486
2016 Q3	$6.28M	Buy	+107,491	New	+$6.24M	0.09%	184
2016 Q2	–	Sell	-315,984	Closed	-$17.5M	–	527
2016 Q1	$17.5M	Buy	+315,984	New	+$16.3M	0.17%	146
2013 Q3	–	Sell	-71,000	Closed	-$3.03M	–	575
2013 Q2	$3.03M	Buy	+71,000	New	+$3.01M	0.06%	287

Other funds holding XLI

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $15.6B AUM 71.29% 1-Year Est. Return

UBS O'Connor's XLI Position: Q4 2017 in Review

UBS O'Connor sold out of State Street Industrial Select Sector SPDR ETF (XLI) in Q4 2017, closing a stake of 5,500 shares — an estimated $390K sold.

UBS O'Connor first reported a position in XLI in Q2 2013 and held it in 4 quarters. The position peaked at $17.5M in Q1 2016. 628 funds tracked by Wall St. Rank hold XLI as of Q4 2017.

UBS O'Connor reported no remaining State Street Industrial Select Sector SPDR ETF position as of Q4 2017 after selling out during the quarter.
UBS O'Connor sold 5,500 State Street Industrial Select Sector SPDR ETF shares in Q4 2017, an estimated $390K.
UBS O'Connor first reported a position in State Street Industrial Select Sector SPDR ETF in Q2 2013 and held it in 4 quarters.
UBS O'Connor's State Street Industrial Select Sector SPDR ETF position peaked at $17.5M in Q1 2016.
628 funds tracked by Wall St. Rank held State Street Industrial Select Sector SPDR ETF as of Q4 2017.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.