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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XENT
276
DELISTED
Intersect ENT, Inc
XENT
$1.87M 0.04%
80,000
+45,000
+129% +$1.24M
NDAQ icon
277
Nasdaq
NDAQ
$52.9B
$1.87M 0.04%
+105,000
New +$1.8M
STL
278
DELISTED
Sterling Bancorp
STL
$1.86M 0.04%
125,000
+55,000
+79% +$797K
MA icon
279
Mastercard
MA
$505B
$1.85M 0.04%
20,525
-6,975
-25% -$655K
REXX
280
DELISTED
Rex Energy Corporation
REXX
$1.83M 0.04%
88,631
-27,977
-24% -$809K
KEYW
281
DELISTED
The KEYW Holding Corporation
KEYW
$1.8M 0.04%
293,351
+33,654
+13% +$272K
EWJ icon
282
iShares MSCI Japan ETF
EWJ
$22.5B
$1.71M 0.03%
37,500
+21,875
+140% +$1.08M
BLK icon
283
Blackrock
BLK
$175B
$1.68M 0.03%
+5,660
New +$1.83M
AAMI
284
Acadian Asset Management
AAMI
$3.26B
$1.67M 0.03%
108,500
– –
HZNP
285
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.67M 0.03%
+84,400
New +$2.67M
CLB icon
286
Core Laboratories
CLB
$513M
$1.67M 0.03%
16,700
-64,370
-79% -$7M
GOGO icon
287
Gogo Inc
GOGO
$492M
$1.65M 0.03%
108,012
+8,012
+8% +$137K
CONE
288
DELISTED
CyrusOne Inc Common Stock
CONE
$1.63M 0.03%
+50,000
New +$1.59M
MXIM
289
DELISTED
Maxim Integrated Products
MXIM
$1.55M 0.03%
46,348
+1,348
+3% +$44.6K
CIVI
290
DELISTED
Civitas Resources
CIVI
$1.54M 0.03%
3,386
+1,311
+63% +$1.22M
CSOD
291
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$1.48M 0.03%
44,712
-115,704
-72% -$4.22M
CERS icon
292
Cerus
CERS
$468M
$1.45M 0.03%
319,900
-157,400
-33% -$815K
WP
293
DELISTED
Worldpay, Inc.
WP
$1.4M 0.03%
31,250
+10,413
+50% +$449K
HYG icon
294
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.37M 0.03%
16,500
– –
INXN
295
DELISTED
Interxion Holding N.V.
INXN
$1.35M 0.03%
+50,000
New +$1.39M
NOW icon
296
ServiceNow
NOW
$121B
$1.34M 0.03%
96,780
-318,615
-77% -$4.76M
ACC
297
DELISTED
American Campus Communities, Inc.
ACC
$1.33M 0.03%
36,800
-83,099
-69% -$3.03M
RLYP
298
DELISTED
RELYPSA INC COM
RLYP
$1.3M 0.03%
70,000
-6,700
-9% -$184K
FET icon
299
Forum Energy Technologies
FET
$846M
$1.29M 0.03%
+5,305
New +$1.63M
FMBI
300
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$1.27M 0.03%
+72,500
New +$1.32M
10 11
12
13 14

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.