UBS O'Connor’s Stifel SF Stock Holding History

UBS O'Connor’s Portfolio SF Stock Details SF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-49,873	Closed	-$939K	–	515
2015 Q4	$939K	Sell	49,873 -51,377	-51%	-$999K	0.02%	320
2015 Q3	$1.89M	Buy	+101,250	New	+$2.29M	0.04%	298

Other funds holding SF

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS O'Connor's SF Position: Q1 2016 in Review

UBS O'Connor sold out of Stifel (SF) in Q1 2016, closing a stake of 49,873 shares — an estimated $939K sold.

UBS O'Connor first reported a position in SF in Q3 2015 and held it in 2 quarters. The position peaked at $1.89M in Q3 2015. 208 funds tracked by Wall St. Rank hold SF as of Q1 2016.

UBS O'Connor reported no remaining Stifel position as of Q1 2016 after selling out during the quarter.
UBS O'Connor sold 49,873 Stifel shares in Q1 2016, an estimated $939K.
UBS O'Connor first reported a position in Stifel in Q3 2015 and held it in 2 quarters.
UBS O'Connor's Stifel position peaked at $1.89M in Q3 2015.
208 funds tracked by Wall St. Rank held Stifel as of Q1 2016.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.