UBS O'Connor’s Stifel SF Stock Holding History

UBS O'Connor’s Portfolio SF Stock Details SF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-99,747	Closed	-$1.88M	–	522
2015 Q4	$1.88M	Sell	99,747 -102,753	-51%	-$2M	0.02%	327
2015 Q3	$3.79M	Buy	+202,500	New	+$4.59M	0.04%	312

Other funds holding SF

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS O'Connor's SF Position: Q1 2016 in Review

UBS O'Connor sold out of Stifel (SF) in Q1 2016, closing a stake of 99,747 shares — an estimated $1.88M sold.

UBS O'Connor first reported a position in SF in Q3 2015 and held it in 2 quarters. The position peaked at $3.79M in Q3 2015. 209 funds tracked by Wall St. Rank hold SF as of Q1 2016.

UBS O'Connor reported no remaining Stifel position as of Q1 2016 after selling out during the quarter.
UBS O'Connor sold 99,747 Stifel shares in Q1 2016, an estimated $1.88M.
UBS O'Connor first reported a position in Stifel in Q3 2015 and held it in 2 quarters.
UBS O'Connor's Stifel position peaked at $3.79M in Q3 2015.
209 funds tracked by Wall St. Rank held Stifel as of Q1 2016.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.