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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
Vanguard Consumer Staples ETF
VDC
$7.99B
| $3.86M | 0.11% |
18,275
-125
| -0.7% | -$26.6K |
2014 Q4
44 quarters
|
|
202
Qualcomm
QCOM
$187B
| $3.86M | 0.11% |
22,545
-476
| -2% | -$81.6K |
2014 Q4
44 quarters
|
|
203
Vanguard High Dividend Yield ETF
VYM
$81.4B
| $3.85M | 0.11% |
26,811
+1,025
| +4% | +$146K |
2014 Q4
44 quarters
|
|
204
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $3.83M | 0.11% |
49,318
-283
| -0.6% | -$22.1K |
2014 Q4
44 quarters
|
|
205
First Trust Capital Strength ETF
FTCS
$7.76B
| $3.77M | 0.1% |
40,796
-4,374
| -10% | -$404K |
2016 Q3
37 quarters
|
|
206
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.35B
| $3.75M | 0.1% |
76,423
-6,834
| -8% | -$335K |
2021 Q3
17 quarters
|
|
207
Vanguard Real Estate ETF
VNQ
$36.6B
| $3.74M | 0.1% |
41,792
+1,826
| +5% | +$164K |
2014 Q4
44 quarters
|
|
208
iShares Short Maturity Bond ETF
NEAR
$5.09B
| $3.68M | 0.1% |
72,023
+8,867
| +14% | +$454K |
2016 Q4
36 quarters
|
|
209
Southern Company
SO
$104B
| $3.68M | 0.1% |
42,156
-303
| -0.7% | -$27.7K |
2014 Q4
44 quarters
|
|
210
Vanguard Health Care ETF
VHT
$19.8B
| $3.66M | 0.1% |
12,730
-149
| -1% | -$41.6K |
2014 Q4
44 quarters
|
|
211
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.82B
| $3.66M | 0.1% |
85,812
+9,165
| +12% | +$388K |
2024 Q1
7 quarters
|
|
212
CME Group
CME
$105B
| $3.63M | 0.1% |
13,272
+84
| +0.6% | +$22.8K |
2016 Q3
37 quarters
|
|
213
iShares S&P 100 ETF
OEF
$20.3B
| $3.61M | 0.1% |
10,530
+160
| +2% | +$54.4K |
2015 Q1
43 quarters
|
|
214
Ford
F
$50B
| $3.61M | 0.1% |
275,279
-13,512
| -5% | -$174K |
2014 Q4
44 quarters
|
|
215
Realty Income
O
$52.8B
| $3.61M | 0.1% |
64,042
+3,674
| +6% | +$213K |
2014 Q4
44 quarters
|
|
216
Lockheed Martin
LMT
$126B
| $3.58M | 0.1% |
7,015
-218
| -3% | -$104K |
2014 Q4
44 quarters
|
|
217
Northrop Grumman
NOC
$72.9B
| $3.54M | 0.1% |
6,205
+135
| +2% | +$78.3K |
2016 Q2
38 quarters
|
|
218
Putnam Focused Large Cap Value ETF
PVAL
$14.8B
| $3.53M | 0.1% |
77,404
+10,814
| +16% | +$475K |
2024 Q3
5 quarters
|
|
219
Prudential Financial
PRU
$39.7B
| $3.5M | 0.1% |
31,037
+468
| +2% | +$50.2K |
2014 Q4
44 quarters
|
|
220
Invesco S&P MidCap Quality ETF
XMHQ
$5.44B
| $3.48M | 0.1% |
34,011
-1,470
| -4% | -$152K |
2023 Q2
10 quarters
|
|
221
Invesco S&P 500 Top 50 ETF
XLG
$11.6B
| $3.48M | 0.1% |
58,628
-2,691
| -4% | -$158K |
2020 Q2
22 quarters
|
|
222
Gilead Sciences
GILD
$194B
| $3.44M | 0.1% |
28,061
+9,038
| +48% | +$1.1M |
2014 Q4
44 quarters
|
|
223
iShares TIPS Bond ETF
TIP
$14.4B
| $3.42M | 0.09% |
31,152
-744
| -2% | -$82.5K |
2014 Q4
44 quarters
|
|
224
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
| $3.42M | 0.09% |
75,178
-109
| -0.1% | -$4.88K |
2020 Q4
20 quarters
|
|
225
iShares Short-Term National Muni Bond ETF
SUB
$12.3B
| $3.41M | 0.09% |
31,952
+1,119
| +4% | +$119K |
2021 Q1
19 quarters
|
|
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Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.