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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
201
Vanguard Consumer Staples ETF
VDC
$7.97B
$3.86M 0.11%
18,275
-125
-0.7% -$26.6K
QCOM icon
202
Qualcomm
QCOM
$176B
$3.86M 0.11%
22,545
-476
-2% -$81.6K
VYM icon
203
Vanguard High Dividend Yield ETF
VYM
$83.5B
$3.85M 0.11%
26,811
+1,025
+4% +$146K
XLP icon
204
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$3.83M 0.11%
49,318
-283
-0.6% -$22.1K
FTCS icon
205
First Trust Capital Strength ETF
FTCS
$7.95B
$3.77M 0.1%
40,796
-4,374
-10% -$404K
KNG icon
206
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.47B
$3.75M 0.1%
76,423
-6,834
-8% -$335K
VNQ icon
207
Vanguard Real Estate ETF
VNQ
$39.1B
$3.74M 0.1%
41,792
+1,826
+5% +$164K
NEAR icon
208
iShares Short Maturity Bond ETF
NEAR
$4.88B
$3.68M 0.1%
72,023
+8,867
+14% +$454K
SO icon
209
Southern Company
SO
$107B
$3.68M 0.1%
42,156
-303
-0.7% -$27.7K
VHT icon
210
Vanguard Health Care ETF
VHT
$18.7B
$3.66M 0.1%
12,730
-149
-1% -$41.6K
QDPL icon
211
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.77B
$3.66M 0.1%
85,812
+9,165
+12% +$388K
CME icon
212
CME Group
CME
$94.8B
$3.63M 0.1%
13,272
+84
+0.6% +$22.8K
OEF icon
213
iShares S&P 100 ETF
OEF
$20.5B
$3.61M 0.1%
10,530
+160
+2% +$54.4K
F icon
214
Ford
F
$55.7B
$3.61M 0.1%
275,279
-13,512
-5% -$174K
O icon
215
Realty Income
O
$59.1B
$3.61M 0.1%
64,042
+3,674
+6% +$213K
LMT icon
216
Lockheed Martin
LMT
$136B
$3.58M 0.1%
7,015
-218
-3% -$104K
NOC icon
217
Northrop Grumman
NOC
$81.2B
$3.54M 0.1%
6,205
+135
+2% +$78.3K
PVAL icon
218
Putnam Focused Large Cap Value ETF
PVAL
$13.8B
$3.53M 0.1%
77,404
+10,814
+16% +$475K
PRU icon
219
Prudential Financial
PRU
$41.8B
$3.5M 0.1%
31,037
+468
+2% +$50.2K
XMHQ icon
220
Invesco S&P MidCap Quality ETF
XMHQ
$5.62B
$3.48M 0.1%
34,011
-1,470
-4% -$152K
XLG icon
221
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.48M 0.1%
58,628
-2,691
-4% -$158K
GILD icon
222
Gilead Sciences
GILD
$165B
$3.44M 0.1%
28,061
+9,038
+48% +$1.1M
TIP icon
223
iShares TIPS Bond ETF
TIP
$14.7B
$3.42M 0.09%
31,152
-744
-2% -$82.5K
IQLT icon
224
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$3.42M 0.09%
75,178
-109
-0.1% -$4.88K
SUB icon
225
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.41M 0.09%
31,952
+1,119
+4% +$119K
7 8
9
10 11

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.