We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
201
Stryker
SYK
$127B
$3.17M 0.1%
8,777
-180
-2% -$62.1K
MTUM icon
202
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$3.17M 0.1%
15,632
-2
-0% -$387
VOE icon
203
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.16M 0.1%
18,861
-271
-1% -$43.1K
SLV icon
204
iShares Silver Trust
SLV
$28.1B
$3.16M 0.1%
111,216
+1,719
+2% +$46.2K
DHR icon
205
Danaher
DHR
$135B
$3.14M 0.1%
11,301
-150
-1% -$39.7K
IEF icon
206
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.13M 0.1%
31,858
-8,150
-20% -$788K
STIP icon
207
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.12M 0.1%
30,758
-4,133
-12% -$414K
NOC icon
208
Northrop Grumman
NOC
$77B
$3.1M 0.09%
5,864
-105
-2% -$51.4K
MEAR icon
209
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$3.1M 0.09%
61,530
+4,564
+8% +$229K
AXP icon
210
American Express
AXP
$223B
$3.07M 0.09%
11,325
+265
+2% +$66K
VEU icon
211
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.03M 0.09%
48,134
+796
+2% +$47.9K
CRWD icon
212
CrowdStrike
CRWD
$187B
$2.99M 0.09%
42,712
-33,524
-44% -$2.38M
ARCC icon
213
Ares Capital
ARCC
$13.5B
$2.99M 0.09%
142,958
+9,461
+7% +$197K
FTLS icon
214
First Trust Long/Short Equity ETF
FTLS
$2.46B
$2.97M 0.09%
46,737
-693
-1% -$43.5K
AVUV icon
215
Avantis US Small Cap Value ETF
AVUV
$29.7B
$2.95M 0.09%
30,730
+431
+1% +$40.3K
PH icon
216
Parker-Hannifin
PH
$125B
$2.94M 0.09%
4,646
+3,688
+385% +$2.1M
PM icon
217
Philip Morris
PM
$301B
$2.92M 0.09%
24,036
-898
-4% -$104K
BMY icon
218
Bristol-Myers Squibb
BMY
$127B
$2.91M 0.09%
56,306
+9,746
+21% +$457K
NEAR icon
219
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2.91M 0.09%
56,705
+11,712
+26% +$595K
AJG icon
220
Arthur J. Gallagher & Co
AJG
$63.7B
$2.9M 0.09%
10,295
-2,915
-22% -$822K
PPA icon
221
Invesco Aerospace & Defense ETF
PPA
$8.27B
$2.89M 0.09%
25,170
+1,938
+8% +$211K
PRF icon
222
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.82M 0.09%
69,451
+155
+0.2% +$6.08K
JEPQ icon
223
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$2.78M 0.09%
50,564
+5,507
+12% +$295K
FDN icon
224
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$2.77M 0.08%
13,084
-4,519
-26% -$907K
PVAL icon
225
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$2.77M 0.08%
+72,979
New +$2.69M
7 8
9
10 11

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.