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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
201
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$1.41M 0.11%
17,435
-20,830
-54% -$1.54M
QYLD icon
202
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$1.4M 0.11%
80,665
-62,339
-44% -$1.06M
FIW icon
203
First Trust Water ETF
FIW
$1.84B
$1.38M 0.11%
14,599
-23,701
-62% -$2.03M
GDXJ icon
204
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.38M 0.11%
36,451
-44,624
-55% -$1.57M
GILD icon
205
Gilead Sciences
GILD
$161B
$1.37M 0.11%
16,969
-22,684
-57% -$1.77M
IBTF
206
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$1.36M 0.11%
58,395
-44,884
-43% -$1.04M
JVAL icon
207
JPMorgan US Value Factor ETF
JVAL
$820M
$1.36M 0.11%
35,209
-23,719
-40% -$845K
LVHI icon
208
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$1.33M 0.1%
48,122
-47,411
-50% -$1.3M
VUG icon
209
Vanguard Growth ETF
VUG
$216B
$1.32M 0.1%
25,410
-62,130
-71% -$3M
VBR icon
210
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.31M 0.1%
7,299
-11,065
-60% -$1.81M
ORCL icon
211
Oracle
ORCL
$331B
$1.31M 0.1%
12,422
-15,385
-55% -$1.68M
SUB icon
212
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.31M 0.1%
12,393
-12,303
-50% -$1.28M
BSCQ icon
213
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$1.3M 0.1%
67,123
-85,314
-56% -$1.62M
DAL icon
214
Delta Air Lines
DAL
$55.9B
$1.28M 0.1%
31,921
-32,527
-50% -$1.18M
GIS icon
215
General Mills
GIS
$19.2B
$1.28M 0.1%
19,691
-26,007
-57% -$1.68M
IUSG icon
216
iShares Core S&P US Growth ETF
IUSG
$31.1B
$1.27M 0.1%
12,236
-11,145
-48% -$1.1M
BNDX icon
217
Vanguard Total International Bond ETF
BNDX
$82B
$1.27M 0.1%
25,752
-44,270
-63% -$2.16M
MINT icon
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.27M 0.1%
12,734
-10,803
-46% -$1.08M
SDVY icon
219
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$1.26M 0.1%
38,412
-48,687
-56% -$1.42M
CGUS icon
220
Capital Group Core Equity ETF
CGUS
$11.1B
$1.26M 0.1%
44,393
-26,155
-37% -$689K
BP icon
221
BP
BP
$113B
$1.25M 0.1%
35,430
-24,622
-41% -$902K
BSCR icon
222
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.25M 0.1%
+64,292
New +$1.22M
IJJ icon
223
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$1.25M 0.1%
10,962
-16,221
-60% -$1.67M
FENY icon
224
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$1.24M 0.1%
53,826
-202,377
-79% -$4.77M
ET icon
225
Energy Transfer Partners
ET
$70.1B
$1.24M 0.1%
89,820
+16,939
+23% +$230K
7 8
9
10 11

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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.