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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTD
201
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$2.98M 0.11%
120,310
-60,009
-33% -$1.49M
XSD icon
202
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$2.98M 0.11%
13,480
+7,359
+120% +$1.45M
IYW icon
203
iShares US Technology ETF
IYW
$23.7B
$2.97M 0.11%
27,308
+1,856
+7% +$182K
ORCL icon
204
Oracle
ORCL
$331B
$2.96M 0.11%
24,819
-4,929
-17% -$510K
GDXJ icon
205
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$2.96M 0.11%
82,872
+4,178
+5% +$162K
PM icon
206
Philip Morris
PM
$301B
$2.95M 0.11%
30,170
-2,135
-7% -$204K
CMS icon
207
CMS Energy
CMS
$23.1B
$2.93M 0.11%
49,868
-1,734
-3% -$105K
CMCSA icon
208
Comcast
CMCSA
$79.1B
$2.92M 0.1%
70,239
-8,640
-11% -$343K
IXUS icon
209
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$2.91M 0.1%
46,500
+7,403
+19% +$463K
CIBR icon
210
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.91M 0.1%
64,102
-14,409
-18% -$611K
IYH icon
211
iShares US Healthcare ETF
IYH
$3.11B
$2.91M 0.1%
51,920
+3,890
+8% +$216K
WFC icon
212
Wells Fargo
WFC
$261B
$2.91M 0.1%
68,151
-16,880
-20% -$679K
IGLD icon
213
FT Vest Gold Strategy Target Income ETF
IGLD
$507M
$2.89M 0.1%
151,227
-6,193
-4% -$122K
MMM icon
214
3M
MMM
$89B
$2.87M 0.1%
34,336
-10,626
-24% -$903K
STIP icon
215
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.87M 0.1%
29,417
-1,764
-6% -$174K
HDMV icon
216
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$2.86M 0.1%
100,233
+56,631
+130% +$1.65M
O icon
217
Realty Income
O
$61.2B
$2.86M 0.1%
47,779
-1,674
-3% -$102K
GOF icon
218
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.85M 0.1%
179,448
+8,485
+5% +$135K
QCOM icon
219
Qualcomm
QCOM
$176B
$2.84M 0.1%
23,892
-8,459
-26% -$972K
SPSB icon
220
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.82M 0.1%
95,947
+3,895
+4% +$115K
BSCQ icon
221
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$2.82M 0.1%
149,028
+126,865
+572% +$2.42M
SGOV icon
222
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$2.79M 0.1%
27,769
-46,816
-63% -$4.7M
TMO icon
223
Thermo Fisher Scientific
TMO
$211B
$2.79M 0.1%
5,348
-1,463
-21% -$789K
VGT icon
224
Vanguard Information Technology ETF
VGT
$139B
$2.77M 0.1%
50,096
+10,032
+25% +$504K
VTIP icon
225
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.75M 0.1%
57,920
+1,420
+3% +$67.7K
7 8
9
10 11

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.