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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
201
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.9M 0.1%
30,233
-2,735
-8% -$263K
ARCC icon
202
Ares Capital
ARCC
$13.5B
$2.89M 0.1%
156,339
+19,644
+14% +$369K
IWM icon
203
iShares Russell 2000 ETF
IWM
$80.9B
$2.86M 0.1%
16,428
+3,477
+27% +$618K
VHT icon
204
Vanguard Health Care ETF
VHT
$18.2B
$2.82M 0.1%
11,388
+339
+3% +$82.2K
VRSN icon
205
VeriSign
VRSN
$25.3B
$2.82M 0.1%
13,744
-271
-2% -$52K
IWP icon
206
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$2.79M 0.1%
33,322
+65
+0.2% +$5.47K
ADM icon
207
Archer Daniels Midland
ADM
$41.4B
$2.79M 0.1%
29,995
+4,887
+19% +$451K
SCZ icon
208
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.78M 0.1%
49,294
+4,306
+10% +$231K
AMD icon
209
Advanced Micro Devices
AMD
$851B
$2.78M 0.1%
42,846
-8,667
-17% -$572K
VOOG icon
210
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$2.77M 0.1%
78,732
-846
-1% -$30.5K
FTEC icon
211
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$2.76M 0.1%
29,226
-3,901
-12% -$377K
PFF icon
212
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.75M 0.1%
90,173
-2,667
-3% -$83K
FXR icon
213
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$2.71M 0.1%
52,601
+10,637
+25% +$542K
VTIP icon
214
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.71M 0.1%
57,979
+5,315
+10% +$253K
UL icon
215
Unilever
UL
$131B
$2.71M 0.1%
47,793
+83
+0.2% +$4.44K
MAR icon
216
Marriott International
MAR
$98.7B
$2.7M 0.1%
18,104
+1,429
+9% +$220K
CMCSA icon
217
Comcast
CMCSA
$79.1B
$2.67M 0.1%
76,359
+5,063
+7% +$167K
COP icon
218
ConocoPhillips
COP
$147B
$2.67M 0.1%
22,622
+525
+2% +$63.8K
AWK icon
219
American Water Works
AWK
$26.3B
$2.66M 0.1%
17,481
+3,950
+29% +$570K
IWF icon
220
iShares Russell 1000 Growth ETF
IWF
$122B
$2.66M 0.1%
49,732
+996
+2% +$54.8K
KMB icon
221
Kimberly-Clark
KMB
$36.4B
$2.66M 0.1%
19,573
+614
+3% +$78K
PDI icon
222
PIMCO Dynamic Income Fund
PDI
$7.4B
$2.65M 0.09%
143,387
-8,043
-5% -$158K
VDE icon
223
Vanguard Energy ETF
VDE
$10.1B
$2.64M 0.09%
21,782
+1,408
+7% +$171K
FDX icon
224
FedEx
FDX
$74.5B
$2.59M 0.09%
14,959
-2,115
-12% -$351K
USDU icon
225
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$472M
$2.57M 0.09%
98,630
+4,531
+5% +$129K
7 8
9
10 11

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.