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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
201
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.13M 0.11%
33,767
+6,347
+23% +$591K
VOOG icon
202
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.13M 0.11%
81,726
-7,164
-8% -$261K
IWY icon
203
iShares Russell Top 200 Growth ETF
IWY
$16B
$3.12M 0.11%
23,414
+801
+4% +$101K
VOE icon
204
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.11M 0.11%
26,136
+60
+0.2% +$6.72K
PM icon
205
Philip Morris
PM
$301B
$3.08M 0.1%
37,264
-527
-1% -$41K
FREL icon
206
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$3.02M 0.1%
119,200
-966
-0.8% -$23.8K
VWO icon
207
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.97M 0.1%
59,189
-463
-0.8% -$21.8K
AMGN icon
208
Amgen
AMGN
$203B
$2.95M 0.1%
12,824
-931
-7% -$215K
NKE icon
209
Nike
NKE
$61.9B
$2.94M 0.1%
20,772
-146
-0.7% -$19.3K
NEAR icon
210
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2.92M 0.1%
58,131
-13,113
-18% -$657K
DVY icon
211
iShares Select Dividend ETF
DVY
$24B
$2.91M 0.1%
30,277
-2,177
-7% -$198K
FTA icon
212
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$2.91M 0.1%
52,917
+3,176
+6% +$164K
FBND icon
213
Fidelity Total Bond ETF
FBND
$26.9B
$2.9M 0.1%
53,382
+5,749
+12% +$314K
IGSB icon
214
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.85M 0.1%
51,651
+3,675
+8% +$202K
AWK icon
215
American Water Works
AWK
$26.3B
$2.82M 0.1%
18,374
-858
-4% -$132K
FLOT icon
216
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.8M 0.1%
55,120
-4,845
-8% -$246K
WORK
217
DELISTED
Slack Technologies, Inc.
WORK
$2.79M 0.09%
65,971
-59,836
-48% -$2.02M
FDIS icon
218
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$2.79M 0.09%
38,965
+2,345
+6% +$156K
CCL icon
219
Carnival Corporation Ltd
CCL
$36.1B
$2.78M 0.09%
128,174
+84,376
+193% +$1.5M
D icon
220
Dominion Energy
D
$62.5B
$2.76M 0.09%
36,654
+5,504
+18% +$437K
TMO icon
221
Thermo Fisher Scientific
TMO
$211B
$2.66M 0.09%
5,713
+333
+6% +$156K
PDI icon
222
PIMCO Dynamic Income Fund
PDI
$7.4B
$2.62M 0.09%
99,221
+16,901
+21% +$433K
IUSG icon
223
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.61M 0.09%
29,403
-4,682
-14% -$394K
AVGO icon
224
Broadcom
AVGO
$1.82T
$2.6M 0.09%
59,410
+5,210
+10% +$203K
IWF icon
225
iShares Russell 1000 Growth ETF
IWF
$122B
$2.59M 0.09%
43,008
+4,204
+11% +$239K
7 8
9
10 11

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.