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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWV icon
201
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$1.47M 0.11%
18,134
-3,893
-18% -$329K
VCSH icon
202
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.47M 0.11%
18,881
-138
-0.7% -$10.7K
USB icon
203
US Bancorp
USB
$99.6B
$1.46M 0.11%
31,874
+2,759
+9% +$142K
COP icon
204
ConocoPhillips
COP
$147B
$1.43M 0.1%
22,945
-23
-0.1% -$1.56K
ENB icon
205
Enbridge
ENB
$124B
$1.42M 0.1%
45,692
+18,800
+70% +$605K
TSLA icon
206
Tesla
TSLA
$1.24T
$1.42M 0.1%
63,975
+2,775
+5% +$59.7K
ALL icon
207
Allstate
ALL
$66.9B
$1.42M 0.1%
17,165
-1,287
-7% -$116K
RDIV icon
208
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$1.41M 0.1%
42,078
+29,055
+223% +$1.07M
FTSL icon
209
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.41M 0.1%
30,903
-1,531
-5% -$72.5K
SHYG icon
210
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.39M 0.1%
31,145
-5,909
-16% -$271K
IWS icon
211
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.38M 0.1%
18,127
+1,220
+7% +$102K
ETN icon
212
Eaton
ETN
$157B
$1.35M 0.1%
19,628
+51
+0.3% +$3.81K
LUV icon
213
Southwest Airlines
LUV
$22.1B
$1.34M 0.1%
28,865
+2,922
+11% +$155K
EEMV icon
214
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$1.34M 0.1%
23,919
-2,293
-9% -$129K
OLED icon
215
Universal Display
OLED
$3.71B
$1.33M 0.1%
14,254
-4,407
-24% -$445K
RTX icon
216
RTX Corp
RTX
$287B
$1.33M 0.1%
19,832
+810
+4% +$63.6K
XT icon
217
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.33M 0.1%
39,873
-1,807
-4% -$64.1K
CMCSA icon
218
Comcast
CMCSA
$79.1B
$1.32M 0.1%
38,836
-1,704
-4% -$62.2K
LUMN icon
219
Lumen
LUMN
$6.53B
$1.31M 0.1%
86,204
+13,377
+18% +$255K
PSX icon
220
Phillips 66
PSX
$82.9B
$1.29M 0.09%
14,968
+2,594
+21% +$253K
PSQ icon
221
ProShares Short QQQ
PSQ
$694M
$1.28M 0.09%
+7,448
New +$1.2M
IWM icon
222
iShares Russell 2000 ETF
IWM
$80.9B
$1.28M 0.09%
9,528
-6,851
-42% -$1.02M
ADP icon
223
Automatic Data Processing
ADP
$100B
$1.26M 0.09%
9,644
+299
+3% +$42.2K
SHV icon
224
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.24M 0.09%
11,220
+7,441
+197% +$821K
BXMT icon
225
Blackstone Mortgage Trust
BXMT
$2.82B
$1.22M 0.09%
38,408
-3,198
-8% -$108K
7 8
9
10 11

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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.