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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
176
JPMorgan Active Bond ETF
JBND
$8.9B
| $4.5M | 0.13% |
83,733
+2,672
| +3% | +$145K |
2025 Q2
3 quarters
|
|
177
Eaton
ETN
$156B
| $4.5M | 0.12% |
12,574
-899
| -7% | -$320K |
2014 Q4
45 quarters
|
|
178
AT&T
T
$162B
| $4.45M | 0.12% |
153,568
-3,249
| -2% | -$86.8K |
2014 Q4
45 quarters
|
|
179
Lockheed Martin
LMT
$126B
| $4.45M | 0.12% |
7,363
+348
| +5% | +$214K |
2014 Q4
45 quarters
|
|
180
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.16B
| $4.42M | 0.12% |
157,884
+43,475
| +38% | +$1.23M |
2021 Q2
19 quarters
|
|
181
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
| $4.4M | 0.12% |
23,882
+5,069
| +27% | +$947K |
2014 Q4
45 quarters
|
|
182
iShares Expanded Tech-Software Sector ETF
IGV
$14.3B
| $4.38M | 0.12% |
54,744
+2,389
| +5% | +$211K |
2017 Q3
34 quarters
|
|
183
Mastercard
MA
$542B
| $4.38M | 0.12% |
8,756
-501
| -5% | -$264K |
2014 Q4
45 quarters
|
|
184
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $4.37M | 0.12% |
53,259
+3,941
| +8% | +$332K |
2014 Q4
45 quarters
|
|
185
Vanguard Consumer Staples ETF
VDC
$8B
| $4.36M | 0.12% |
19,415
+1,140
| +6% | +$261K |
2014 Q4
45 quarters
|
|
186
iShares US Aerospace & Defense ETF
ITA
$12.3B
| $4.29M | 0.12% |
19,623
+1,360
| +7% | +$318K |
2017 Q1
36 quarters
|
|
187
Northrop Grumman
NOC
$72.6B
| $4.29M | 0.12% |
6,291
+86
| +1% | +$59.5K |
2016 Q2
39 quarters
|
|
188
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$9.09B
| $4.26M | 0.12% |
119,709
+7,537
| +7% | +$282K |
2024 Q4
5 quarters
|
|
189
Oracle
ORCL
$399B
| $4.25M | 0.12% |
28,918
-2,584
| -8% | -$420K |
2014 Q4
45 quarters
|
|
190
Vanguard Short-Term Bond ETF
BSV
$45.6B
| $4.16M | 0.12% |
53,106
+3,412
| +7% | +$269K |
2014 Q4
45 quarters
|
|
191
Leuthold Select Industries ETF
LST
$204M
| $4.14M | 0.12% |
102,460
+30,559
| +43% | +$1.28M |
2025 Q4
1 quarter
|
|
192
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$43.6B
| $4.14M | 0.12% |
74,559
+5,968
| +9% | +$345K |
2022 Q3
14 quarters
|
|
193
iShares Short Maturity Bond ETF
NEAR
$5.1B
| $4.07M | 0.11% |
80,055
+8,032
| +11% | +$410K |
2016 Q4
37 quarters
|
|
194
Vanguard High Dividend Yield ETF
VYM
$82B
| $4M | 0.11% |
27,033
+222
| +0.8% | +$33.4K |
2014 Q4
45 quarters
|
|
195
ASML
ASML
$643B
| $3.99M | 0.11% |
3,024
+487
| +19% | +$667K |
2023 Q1
12 quarters
|
|
196
Vanguard Real Estate ETF
VNQ
$36.9B
| $3.98M | 0.11% |
44,884
+3,092
| +7% | +$284K |
2014 Q4
45 quarters
|
|
197
PGIM Ultra Short Bond ETF
PULS
$19.6B
| $3.97M | 0.11% |
80,267
+1,547
| +2% | +$76.8K |
2022 Q4
13 quarters
|
|
198
Deere & Co
DE
$174B
| $3.93M | 0.11% |
6,984
-646
| -8% | -$364K |
2014 Q4
45 quarters
|
|
199
UnitedHealth
UNH
$358B
| $3.93M | 0.11% |
14,518
-593
| -4% | -$177K |
2014 Q4
45 quarters
|
|
200
iShares MSCI USA Momentum Factor ETF
MTUM
$18.9B
| $3.91M | 0.11% |
16,281
-761
| -4% | -$191K |
2014 Q4
45 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.