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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
176
Palo Alto Networks
PANW
$264B
$3.81M 0.12%
22,266
+478
+2% +$80.5K
FEZ icon
177
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$3.8M 0.12%
71,422
-10,969
-13% -$559K
RSST icon
178
Return Stacked US Stocks & Managed Futures ETF
RSST
$478M
$3.8M 0.12%
155,032
-459
-0.3% -$10.9K
JQUA icon
179
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$3.79M 0.12%
67,064
+8,078
+14% +$438K
MDY icon
180
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.78M 0.12%
6,636
-2,923
-31% -$1.61M
GILD icon
181
Gilead Sciences
GILD
$161B
$3.74M 0.11%
44,594
+693
+2% +$52.9K
RTX icon
182
RTX Corp
RTX
$287B
$3.72M 0.11%
30,718
+40
+0.1% +$4.56K
NFLX icon
183
Netflix
NFLX
$292B
$3.68M 0.11%
51,860
+3,050
+6% +$204K
HEFA icon
184
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$3.65M 0.11%
103,129
+15,877
+18% +$552K
CION icon
185
CION Investment
CION
$297M
$3.65M 0.11%
306,660
+10,711
+4% +$129K
DE icon
186
Deere & Co
DE
$170B
$3.62M 0.11%
8,672
-510
-6% -$192K
IQLT icon
187
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.59M 0.11%
86,570
-9,921
-10% -$395K
UBER icon
188
Uber
UBER
$134B
$3.56M 0.11%
47,340
-2,282
-5% -$161K
GIS icon
189
General Mills
GIS
$19.2B
$3.53M 0.11%
47,825
-3,429
-7% -$238K
FDL icon
190
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$3.51M 0.11%
83,758
-8,005
-9% -$323K
DIA icon
191
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.51M 0.11%
8,294
+1,087
+15% +$442K
BSV icon
192
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.47M 0.11%
44,095
+1,260
+3% +$98.1K
MS icon
193
Morgan Stanley
MS
$337B
$3.47M 0.11%
33,265
-1,765
-5% -$178K
GE icon
194
GE Aerospace
GE
$367B
$3.39M 0.1%
17,965
+1,301
+8% +$220K
DVY icon
195
iShares Select Dividend ETF
DVY
$24B
$3.38M 0.1%
24,996
+11
+0% +$1.42K
XLY icon
196
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.27M 0.1%
32,610
-7,082
-18% -$662K
IUSB icon
197
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$3.26M 0.1%
69,279
-14,831
-18% -$688K
CLX icon
198
Clorox
CLX
$11.6B
$3.24M 0.1%
19,908
-217
-1% -$32.2K
WFC icon
199
Wells Fargo
WFC
$261B
$3.23M 0.1%
57,231
-2,626
-4% -$149K
ANET icon
200
Arista Networks
ANET
$219B
$3.2M 0.1%
33,352
-22,072
-40% -$1.92M
6 7
8
9 10

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.