We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $3.27M | 0.12% |
101,854
+12,676
| +14% | +$409K |
|
177
Dow Inc
DOW
$21.6B
| $3.26M | 0.12% |
61,182
-33,053
| -35% | -$1.76M |
|
178
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $3.25M | 0.12% |
19,627
-1,053
| -5% | -$166K |
|
179
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $3.22M | 0.12% |
76,116
-780
| -1% | -$31K |
|
180
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $3.21M | 0.12% |
29,988
-5,002
| -14% | -$508K |
|
|
IBDO
181
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $3.19M | 0.11% |
126,333
+1,436
| +1% | +$36.2K |
|
182
Advanced Micro Devices
AMD
$851B
| $3.19M | 0.11% |
28,032
-17,230
| -38% | -$1.79M |
|
183
PGIM Ultra Short Bond ETF
PULS
$17.7B
| $3.18M | 0.11% |
64,441
-14,808
| -19% | -$729K |
|
184
Ares Capital
ARCC
$13.5B
| $3.15M | 0.11% |
167,527
-12,838
| -7% | -$237K |
|
185
Northrop Grumman
NOC
$77B
| $3.14M | 0.11% |
6,883
+1,001
| +17% | +$454K |
|
186
Gilead Sciences
GILD
$161B
| $3.14M | 0.11% |
40,682
-3,988
| -9% | -$318K |
|
187
CION Investment
CION
$297M
| $3.13M | 0.11% |
301,991
-31,121
| -9% | -$307K |
|
188
Marriott International
MAR
$98.7B
| $3.13M | 0.11% |
17,036
-314
| -2% | -$54.5K |
|
|
BSCN
189
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $3.13M | 0.11% |
147,690
-134,679
| -48% | -$2.85M |
|
190
Mastercard
MA
$477B
| $3.11M | 0.11% |
7,915
-4,180
| -35% | -$1.57M |
|
191
VeriSign
VRSN
$25.3B
| $3.09M | 0.11% |
13,680
-24
| -0.2% | -$5.29K |
|
192
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
| $3.09M | 0.11% |
124,113
-2,450
| -2% | -$60.9K |
|
193
Vanguard Real Estate ETF
VNQ
$39.9B
| $3.08M | 0.11% |
36,827
+250
| +0.7% | +$20.5K |
|
194
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
| $3.06M | 0.11% |
164,473
+84,308
| +105% | +$1.58M |
|
|
195
First Trust Long Duration Opportunities ETF
LGOV
$622M
| $3.06M | 0.11% |
+137,617
| New | +$3.11M |
|
196
Uber
UBER
$134B
| $3.06M | 0.11% |
70,766
+38,305
| +118% | +$1.42M |
|
197
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $3.05M | 0.11% |
35,900
-3,078
| -8% | -$236K |
|
198
RTX Corp
RTX
$287B
| $3.04M | 0.11% |
31,064
-11,542
| -27% | -$1.13M |
|
199
Medtronic
MDT
$107B
| $3.03M | 0.11% |
34,378
-3,992
| -10% | -$344K |
|
200
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $3.02M | 0.11% |
31,258
-2,540
| -8% | -$231K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.