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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Wells Fargo
WFC
$261B
| $3.54M | 0.13% |
85,784
+3,147
| +4% | +$139K |
|
177
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
| $3.47M | 0.12% |
89,763
-8,244
| -8% | -$327K |
|
178
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $3.46M | 0.12% |
21,787
-5,208
| -19% | -$829K |
|
179
Texas Instruments
TXN
$255B
| $3.41M | 0.12% |
20,667
-2,237
| -10% | -$373K |
|
180
Eaton
ETN
$157B
| $3.37M | 0.12% |
21,497
-439
| -2% | -$67.3K |
|
181
Philip Morris
PM
$301B
| $3.36M | 0.12% |
33,204
-98
| -0.3% | -$9.25K |
|
182
Fidelity Total Bond ETF
FBND
$26.9B
| $3.33M | 0.12% |
73,926
-1,359
| -2% | -$61K |
|
183
CMS Energy
CMS
$23.1B
| $3.3M | 0.12% |
52,041
+1,074
| +2% | +$63.5K |
|
184
Intuitive Surgical
ISRG
$121B
| $3.28M | 0.12% |
12,362
-25
| -0.2% | -$6.1K |
|
185
Clorox
CLX
$11.6B
| $3.27M | 0.12% |
23,332
-110
| -0.5% | -$15.6K |
|
186
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $3.24M | 0.12% |
67,654
-25,739
| -28% | -$1.23M |
|
187
Abbott
ABT
$180B
| $3.18M | 0.11% |
28,952
-307
| -1% | -$31.8K |
|
188
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
| $3.18M | 0.11% |
121,923
-19,157
| -14% | -$497K |
|
189
Intel
INTC
$466B
| $3.16M | 0.11% |
119,539
-8,754
| -7% | -$243K |
|
190
ARK Innovation ETF
ARKK
$5.89B
| $3.15M | 0.11% |
100,785
-42,731
| -30% | -$1.53M |
|
191
First Trust Water ETF
FIW
$1.84B
| $3.14M | 0.11% |
39,519
+8,676
| +28% | +$685K |
|
192
iShares US Equity Factor ETF
LRGF
$3.52B
| $3.14M | 0.11% |
80,378
-11,388
| -12% | -$445K |
|
193
Vanguard Real Estate ETF
VNQ
$39.9B
| $3.13M | 0.11% |
37,889
+1,342
| +4% | +$111K |
|
194
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $3.11M | 0.11% |
50,192
-1,078
| -2% | -$65.8K |
|
195
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$744M
| $3.11M | 0.11% |
50,062
-4,846
| -9% | -$303K |
|
196
PGIM Ultra Short Bond ETF
PULS
$17.7B
| $3.05M | 0.11% |
+62,171
| New | +$3.05M |
|
|
IBDO
197
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $2.99M | 0.11% |
119,345
+61,611
| +107% | +$1.54M |
|
198
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $2.99M | 0.11% |
177,777
-54,273
| -23% | -$911K |
|
199
Dominion Energy
D
$62.5B
| $2.93M | 0.1% |
47,740
+11,305
| +31% | +$710K |
|
200
CION Investment
CION
$297M
| $2.91M | 0.1% |
298,335
-10,291
| -3% | -$99.9K |
|
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Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.