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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFTY icon
176
CapForce IBD 50 ETF
FFTY
$80.2M
$1.7M 0.12%
61,472
-775
-1% -$24K
BND icon
177
Vanguard Total Bond Market
BND
$157B
$1.69M 0.12%
21,382
-6,725
-24% -$526K
LOW icon
178
Lowe's Companies
LOW
$116B
$1.68M 0.12%
18,184
-3,265
-15% -$315K
WFC icon
179
Wells Fargo
WFC
$261B
$1.68M 0.12%
36,362
-660
-2% -$33.8K
RTN
180
DELISTED
Raytheon Company
RTN
$1.67M 0.12%
10,911
+334
+3% +$59.8K
TGT icon
181
Target
TGT
$62.1B
$1.66M 0.12%
25,173
+1,917
+8% +$148K
BDX icon
182
Becton Dickinson
BDX
$43.1B
$1.66M 0.12%
7,566
– –
PM icon
183
Philip Morris
PM
$301B
$1.66M 0.12%
24,890
+1,138
+5% +$95K
BABA icon
184
Alibaba
BABA
$269B
$1.66M 0.12%
12,120
-572
-5% -$84.6K
EPD icon
185
Enterprise Products Partners
EPD
$83.8B
$1.64M 0.12%
66,831
-4,919
-7% -$132K
RSG icon
186
Republic Services
RSG
$66.7B
$1.64M 0.12%
22,721
-796
-3% -$58.3K
IWP icon
187
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$1.63M 0.12%
28,652
+2,198
+8% +$134K
FV icon
188
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.62M 0.12%
64,288
-129,502
-67% -$3.52M
TRV icon
189
Travelers Companies
TRV
$80.8B
$1.58M 0.12%
13,200
-174
-1% -$21.8K
DAL icon
190
Delta Air Lines
DAL
$55.9B
$1.58M 0.11%
31,638
+3,703
+13% +$202K
IAU icon
191
iShares Gold Trust
IAU
$63B
$1.57M 0.11%
63,861
+13,702
+27% +$323K
ISRG icon
192
Intuitive Surgical
ISRG
$121B
$1.57M 0.11%
9,810
+447
+5% +$75.7K
HRL icon
193
Hormel Foods
HRL
$13.9B
$1.56M 0.11%
36,486
+4,109
+13% +$177K
SYK icon
194
Stryker
SYK
$127B
$1.56M 0.11%
9,927
-1,043
-10% -$174K
SPHD icon
195
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.55M 0.11%
40,629
+6,275
+18% +$253K
VHT icon
196
Vanguard Health Care ETF
VHT
$18.2B
$1.54M 0.11%
9,600
+1,566
+19% +$265K
PKO
197
DELISTED
Pimco Income Opportunity Fund
PKO
$1.53M 0.11%
60,126
+4,490
+8% +$114K
VUG icon
198
Vanguard Growth ETF
VUG
$216B
$1.51M 0.11%
67,398
+1,164
+2% +$28.2K
IWC icon
199
iShares Micro-Cap ETF
IWC
$1.43B
$1.5M 0.11%
18,221
+457
+3% +$42.5K
MDY icon
200
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.48M 0.11%
4,901
-682
-12% -$227K
6 7
8
9 10

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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.