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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Alibaba
BABA
$269B
| $2.09M | 0.12% |
12,692
+3,059
| +32% | +$541K |
|
177
Dominion Energy
D
$62.5B
| $2.07M | 0.12% |
29,443
+3,272
| +13% | +$232K |
|
178
Enterprise Products Partners
EPD
$83.8B
| $2.06M | 0.12% |
71,750
+33,989
| +90% | +$982K |
|
179
Invesco Senior Loan ETF
BKLN
$7.1B
| $2.06M | 0.12% |
88,890
-8,285
| -9% | -$191K |
|
180
iShares Core S&P US Value ETF
IUSV
$27.2B
| $2.06M | 0.12% |
36,501
+10,497
| +40% | +$587K |
|
181
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $2.05M | 0.12% |
5,583
-207
| -4% | -$75.8K |
|
182
Target
TGT
$62.1B
| $2.05M | 0.12% |
23,256
+402
| +2% | +$33.4K |
|
183
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $2.05M | 0.12% |
65,861
-2,009
| -3% | -$62K |
|
184
GE Aerospace
GE
$367B
| $2.02M | 0.12% |
37,350
-13,242
| -26% | -$816K |
|
185
Kimberly-Clark
KMB
$36.4B
| $2.02M | 0.12% |
17,783
-1,568
| -8% | -$176K |
|
|
186
CALL
Amazon
AMZN
$2.5T
| $2M | 0.12% |
+20,000
| New | +$1.88M |
|
187
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $1.97M | 0.12% |
39,610
-30,793
| -44% | -$1.53M |
|
188
Stryker
SYK
$127B
| $1.95M | 0.11% |
10,970
+146
| +1% | +$24.9K |
|
189
Wells Fargo
WFC
$261B
| $1.95M | 0.11% |
37,022
-10
| -0% | -$571 |
|
190
Philip Morris
PM
$301B
| $1.94M | 0.11% |
23,752
-3,130
| -12% | -$257K |
|
191
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $1.94M | 0.11% |
22,027
-1,835
| -8% | -$158K |
|
192
CME Group
CME
$92.2B
| $1.94M | 0.11% |
11,366
+7,807
| +219% | +$1.31M |
|
193
Becton Dickinson
BDX
$43.1B
| $1.93M | 0.11% |
7,566
-107
| -1% | -$26.4K |
|
194
iShares Micro-Cap ETF
IWC
$1.43B
| $1.89M | 0.11% |
+17,764
| New | +$1.9M |
|
195
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.89M | 0.11% |
17,488
-1,976
| -10% | -$212K |
|
196
Allstate
ALL
$66.9B
| $1.82M | 0.11% |
18,452
+10,492
| +132% | +$1.02M |
|
197
Eli Lilly
LLY
$1.07T
| $1.82M | 0.11% |
16,959
+202
| +1% | +$20.2K |
|
198
Duke Energy
DUK
$102B
| $1.81M | 0.11% |
22,666
+266
| +1% | +$21.5K |
|
199
Realty Income
O
$61.2B
| $1.81M | 0.11% |
32,817
+330
| +1% | +$18.2K |
|
200
International Paper
IP
$22.3B
| $1.8M | 0.11% |
38,750
+11,112
| +40% | +$551K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.