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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
| $894K | 0.14% |
41,412
+3,401
| +9% | +$79.2K |
|
177
Vodafone
VOD
$34.9B
| $891K | 0.14% |
28,060
+5,847
| +26% | +$208K |
|
178
Paychex
PAYX
$40.4B
| $889K | 0.14% |
18,654
+702
| +4% | +$32.7K |
|
179
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $884K | 0.14% |
8,264
-1,858
| -18% | -$208K |
|
180
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $883K | 0.14% |
49,369
-5,295
| -10% | -$99.7K |
|
181
iShares Gold Trust
IAU
$63B
| $849K | 0.13% |
39,362
+1,257
| +3% | +$27.3K |
|
|
SE
182
DELISTED
Spectra Energy Corp Wi
SE
| $841K | 0.13% |
32,026
+3,543
| +12% | +$103K |
|
183
Omega Healthcare
OHI
$15.4B
| $840K | 0.13% |
23,891
-5,436
| -19% | -$191K |
|
184
Kroger
KR
$34.8B
| $837K | 0.13% |
23,207
+6,987
| +43% | +$259K |
|
185
RTX Corp
RTX
$287B
| $836K | 0.13% |
14,924
+3,313
| +29% | +$204K |
|
186
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $832K | 0.13% |
10,440
-25,914
| -71% | -$2.06M |
|
187
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $831K | 0.13% |
9,978
-1,144
| -10% | -$101K |
|
188
Vanguard Small-Cap ETF
VB
$79.5B
| $830K | 0.13% |
7,691
+813
| +12% | +$95.1K |
|
189
Stryker
SYK
$127B
| $828K | 0.13% |
8,796
+76
| +0.9% | +$7.53K |
|
|
RTN
190
DELISTED
Raytheon Company
RTN
| $828K | 0.13% |
7,579
-2
| -0% | -$209 |
|
191
BCE
BCE
$19.9B
| $827K | 0.13% |
20,181
-645
| -3% | -$26.5K |
|
192
iShares Europe ETF
IEV
$1.63B
| $822K | 0.13% |
20,660
+1,811
| +10% | +$77.5K |
|
|
DPLO
193
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $811K | 0.13% |
28,224
+1,619
| +6% | +$69.2K |
|
194
Oracle
ORCL
$331B
| $810K | 0.13% |
22,417
+330
| +1% | +$12.7K |
|
195
Walmart Inc
WMT
$871B
| $808K | 0.13% |
37,365
-21,894
| -37% | -$502K |
|
196
FS KKR Capital
FSK
$2.98B
| $807K | 0.13% |
21,658
+9,119
| +73% | +$367K |
|
197
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $803K | 0.13% |
7,546
-83
| -1% | -$8.99K |
|
|
PPL
198
PPL Corp
PPL
$27.3B
| $799K | 0.13% |
24,280
+4,888
| +25% | +$153K |
|
|
VQT
199
DELISTED
iPath S&P VEQTOR ETN
VQT
| $794K | 0.13% |
5,957
-27,642
| -82% | -$3.85M |
|
200
Apollo Global Management
APO
$70.7B
| $791K | 0.13% |
46,065
+11,260
| +32% | +$224K |
|
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Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.