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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
151
iShares Morningstar Value ETF
ILCV
$1.38B
| $4.95M | 0.14% |
+53,116
| New | +$5.09M |
2026 Q1
0 quarters
|
|
152
Wells Fargo
WFC
$253B
| $4.94M | 0.14% |
62,097
+4,491
| +8% | +$386K |
2014 Q4
45 quarters
|
|
153
BlackRock US Equity Factor Rotation ETF
DYNF
$42.1B
| $4.94M | 0.14% |
84,954
+19,511
| +30% | +$1.18M |
2024 Q1
8 quarters
|
|
154
Lowe's Companies
LOW
$111B
| $4.94M | 0.14% |
20,899
+236
| +1% | +$61.6K |
2014 Q4
45 quarters
|
|
155
GE Aerospace
GE
$329B
| $4.94M | 0.14% |
17,396
+618
| +4% | +$194K |
2014 Q4
45 quarters
|
|
156
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8B
| $4.93M | 0.14% |
96,955
-12,698
| -12% | -$621K |
2014 Q4
45 quarters
|
|
157
Capital Group Core Balanced ETF
CGBL
$7.81B
| $4.87M | 0.14% |
141,565
+17,508
| +14% | +$627K |
2024 Q4
5 quarters
|
|
158
WisdomTree US LargeCap Dividend Fund
DLN
$6.34B
| $4.85M | 0.13% |
54,303
-653
| -1% | -$59.4K |
2019 Q3
26 quarters
|
|
159
Vanguard Materials ETF
VAW
$3.25B
| $4.84M | 0.13% |
21,464
-940
| -4% | -$215K |
2015 Q1
44 quarters
|
|
160
First Trust NASDAQ Cybersecurity ETF
CIBR
$17.1B
| $4.83M | 0.13% |
76,980
-30,617
| -28% | -$2.05M |
2020 Q2
23 quarters
|
|
161
Pfizer
PFE
$169B
| $4.82M | 0.13% |
171,573
+5,500
| +3% | +$146K |
2014 Q4
45 quarters
|
|
162
RTX Corp
RTX
$258B
| $4.75M | 0.13% |
24,622
+29
| +0.1% | +$5.77K |
2014 Q4
45 quarters
|
|
163
Applied Materials
AMAT
$332B
| $4.74M | 0.13% |
13,881
+1,415
| +11% | +$476K |
2016 Q2
39 quarters
|
|
164
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$1.02B
| $4.73M | 0.13% |
102,063
-4,897
| -5% | -$229K |
2024 Q1
8 quarters
|
|
165
First Trust Core Investment Grade ETF
FTCB
$2.7B
| $4.73M | 0.13% |
225,475
-18,721
| -8% | -$397K |
2025 Q1
4 quarters
|
|
166
BlackRock Large Cap Value ETF
BLCV
$346M
| $4.7M | 0.13% |
130,266
+20,345
| +19% | +$771K |
2025 Q4
1 quarter
|
|
167
Bristol-Myers Squibb
BMY
$124B
| $4.7M | 0.13% |
77,418
-371
| -0.5% | -$21.6K |
2014 Q4
45 quarters
|
|
168
Lam Research
LRCX
$336B
| $4.69M | 0.13% |
21,973
-4,260
| -16% | -$952K |
2017 Q3
34 quarters
|
|
169
Lazard International Dynamic Equity ETF
IDEQ
$1.72B
| $4.68M | 0.13% |
+147,508
| New | +$4.82M |
2026 Q1
0 quarters
|
|
170
First Trust Preferred Securities and Income ETF
FPE
$5.98B
| $4.62M | 0.13% |
260,198
+15,821
| +6% | +$288K |
2018 Q2
31 quarters
|
|
171
First Trust Water ETF
FIW
$1.76B
| $4.6M | 0.13% |
44,579
+308
| +0.7% | +$34.1K |
2016 Q2
39 quarters
|
|
172
Innovator Equity Managed 100 Buffer ETF
BFRZ
$143M
| $4.58M | 0.13% |
173,818
+5,023
| +3% | +$135K |
2025 Q2
3 quarters
|
|
173
Vanguard Total International Stock ETF
VXUS
$162B
| $4.58M | 0.13% |
59,421
+23,507
| +65% | +$1.87M |
2016 Q2
39 quarters
|
|
174
Vanguard Long-Term Bond ETF
BLV
$5.46B
| $4.56M | 0.13% |
66,343
-10,484
| -14% | -$732K |
2018 Q1
32 quarters
|
|
175
Altria Group
MO
$125B
| $4.55M | 0.13% |
68,988
+9,925
| +17% | +$639K |
2014 Q4
45 quarters
|
|
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Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.