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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDMO icon
151
Invesco S&P International Developed Momentum ETF
IDMO
$4.26B
$4.87M 0.13%
87,634
+9,966
+13% +$542K
FDL icon
152
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$4.86M 0.13%
109,653
+11,480
+12% +$500K
DLN icon
153
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$4.84M 0.13%
54,956
+119
+0.2% +$10.4K
ICSH icon
154
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$4.81M 0.13%
95,018
+14,148
+17% +$716K
FIW icon
155
First Trust Water ETF
FIW
$1.95B
$4.81M 0.13%
44,271
-717
-2% -$80K
UBER icon
156
Uber
UBER
$153B
$4.75M 0.13%
58,143
-5,818
-9% -$524K
IWM icon
157
iShares Russell 2000 ETF
IWM
$81.9B
$4.75M 0.13%
19,280
-1,132
-6% -$278K
AIRR icon
158
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$4.73M 0.13%
48,125
+2,776
+6% +$272K
VAW icon
159
Vanguard Materials ETF
VAW
$3.08B
$4.65M 0.13%
22,404
+724
+3% +$146K
KHPI
160
Kensington Hedged Premium Income ETF
KHPI
$426M
$4.62M 0.13%
180,041
+72,895
+68% +$1.89M
AFLG icon
161
First Trust Active Factor Large Cap ETF
AFLG
$735M
$4.6M 0.13%
117,625
-13,264
-10% -$517K
BFRZ
162
Innovator Equity Managed 100 Buffer ETF
BFRZ
$140M
$4.53M 0.13%
168,795
-3,668
-2% -$98K
LRCX icon
163
Lam Research
LRCX
$390B
$4.51M 0.12%
26,233
+5,424
+26% +$844K
RTX icon
164
RTX Corp
RTX
$301B
$4.51M 0.12%
24,593
-188
-0.8% -$32.7K
VRT icon
165
Vertiv
VRT
$105B
$4.47M 0.12%
27,583
+1,754
+7% +$305K
DUK icon
166
Duke Energy
DUK
$97.3B
$4.47M 0.12%
38,100
+130
+0.3% +$15.9K
FPE icon
167
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$4.45M 0.12%
244,377
+2,074
+0.9% +$37.9K
ITA icon
168
iShares US Aerospace & Defense ETF
ITA
$15B
$4.38M 0.12%
18,263
-259
-1% -$54.2K
JBND icon
169
JPMorgan Active Bond ETF
JBND
$8.57B
$4.38M 0.12%
81,061
+4,746
+6% +$258K
CGBL icon
170
Capital Group Core Balanced ETF
CGBL
$7.48B
$4.38M 0.12%
124,057
+8,524
+7% +$298K
JQUA icon
171
JPMorgan US Quality Factor ETF
JQUA
$8.55B
$4.37M 0.12%
69,171
+2,625
+4% +$165K
COF icon
172
Capital One
COF
$134B
$4.36M 0.12%
18,006
+2,391
+15% +$532K
MINT icon
173
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$4.36M 0.12%
43,700
+326
+0.8% +$32.8K
SHOP icon
174
Shopify
SHOP
$195B
$4.29M 0.12%
26,653
-4,158
-13% -$668K
TCAF icon
175
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.3B
$4.29M 0.12%
112,172
+14,545
+15% +$557K
5 6
7
8 9

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.