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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
Invesco S&P International Developed Momentum ETF
IDMO
$4.19B
| $4.87M | 0.13% |
87,634
+9,966
| +13% | +$542K |
2024 Q1
7 quarters
|
|
152
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.91B
| $4.86M | 0.13% |
109,653
+11,480
| +12% | +$500K |
2014 Q4
44 quarters
|
|
153
WisdomTree US LargeCap Dividend Fund
DLN
$6.31B
| $4.84M | 0.13% |
54,956
+119
| +0.2% | +$10.4K |
2019 Q3
25 quarters
|
|
154
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.88B
| $4.81M | 0.13% |
95,018
+14,148
| +17% | +$716K |
2019 Q1
27 quarters
|
|
155
First Trust Water ETF
FIW
$1.76B
| $4.81M | 0.13% |
44,271
-717
| -2% | -$80K |
2016 Q2
38 quarters
|
|
156
Uber
UBER
$146B
| $4.75M | 0.13% |
58,143
-5,818
| -9% | -$524K |
2019 Q4
24 quarters
|
|
157
iShares Russell 2000 ETF
IWM
$77.5B
| $4.75M | 0.13% |
19,280
-1,132
| -6% | -$278K |
2014 Q4
44 quarters
|
|
158
First Trust RBA American Industrial Renaissance ETF
AIRR
$8.67B
| $4.73M | 0.13% |
48,125
+2,776
| +6% | +$272K |
2021 Q2
18 quarters
|
|
159
Vanguard Materials ETF
VAW
$3.21B
| $4.65M | 0.13% |
22,404
+724
| +3% | +$146K |
2015 Q1
43 quarters
|
|
160
Kensington Hedged Premium Income ETF
KHPI
$443M
| $4.62M | 0.13% |
180,041
+72,895
| +68% | +$1.89M |
2025 Q3
1 quarter
|
|
161
First Trust Active Factor Large Cap ETF
AFLG
$802M
| $4.6M | 0.13% |
117,625
-13,264
| -10% | -$517K |
2025 Q1
3 quarters
|
|
162
Innovator Equity Managed 100 Buffer ETF
BFRZ
$143M
| $4.53M | 0.13% |
168,795
-3,668
| -2% | -$98K |
2025 Q2
2 quarters
|
|
163
Lam Research
LRCX
$347B
| $4.51M | 0.12% |
26,233
+5,424
| +26% | +$844K |
2017 Q3
33 quarters
|
|
164
RTX Corp
RTX
$252B
| $4.51M | 0.12% |
24,593
-188
| -0.8% | -$32.7K |
2014 Q4
44 quarters
|
|
165
Vertiv
VRT
$82.7B
| $4.47M | 0.12% |
27,583
+1,754
| +7% | +$305K |
2023 Q3
9 quarters
|
|
166
Duke Energy
DUK
$92.7B
| $4.47M | 0.12% |
38,100
+130
| +0.3% | +$15.9K |
2014 Q4
44 quarters
|
|
167
First Trust Preferred Securities and Income ETF
FPE
$5.96B
| $4.45M | 0.12% |
244,377
+2,074
| +0.9% | +$37.9K |
2018 Q2
30 quarters
|
|
168
iShares US Aerospace & Defense ETF
ITA
$12B
| $4.38M | 0.12% |
18,263
-259
| -1% | -$54.2K |
2017 Q1
35 quarters
|
|
169
JPMorgan Active Bond ETF
JBND
$8.9B
| $4.38M | 0.12% |
81,061
+4,746
| +6% | +$258K |
2025 Q2
2 quarters
|
|
170
Capital Group Core Balanced ETF
CGBL
$7.82B
| $4.38M | 0.12% |
124,057
+8,524
| +7% | +$298K |
2024 Q4
4 quarters
|
|
171
JPMorgan US Quality Factor ETF
JQUA
$9.28B
| $4.37M | 0.12% |
69,171
+2,625
| +4% | +$165K |
2023 Q4
8 quarters
|
|
172
Capital One
COF
$122B
| $4.36M | 0.12% |
18,006
+2,391
| +15% | +$532K |
2021 Q1
19 quarters
|
|
173
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.6B
| $4.36M | 0.12% |
43,700
+326
| +0.8% | +$32.8K |
2014 Q4
44 quarters
|
|
174
Shopify
SHOP
$229B
| $4.29M | 0.12% |
26,653
-4,158
| -13% | -$668K |
2019 Q1
27 quarters
|
|
175
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$9.1B
| $4.29M | 0.12% |
112,172
+14,545
| +15% | +$557K |
2024 Q4
4 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.