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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
151
Vanguard Long-Term Bond ETF
BLV
$5.75B
$4.62M 0.13%
65,220
+44,146
+209% +$3.06M
FLRT icon
152
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$654M
$4.62M 0.13%
97,401
-9,357
-9% -$444K
SHOP icon
153
Shopify
SHOP
$148B
$4.58M 0.13%
30,811
+13,461
+78% +$1.82M
BFRZ
154
Innovator Equity Managed 100 Buffer ETF
BFRZ
$136M
$4.58M 0.13%
172,463
+22,430
+15% +$581K
BA icon
155
Boeing
BA
$165B
$4.55M 0.13%
21,075
+4,651
+28% +$1.05M
DE icon
156
Deere & Co
DE
$170B
$4.54M 0.13%
9,922
+1,139
+13% +$562K
MU icon
157
Micron Technology
MU
$1.04T
$4.53M 0.13%
27,060
+7,692
+40% +$984K
JAAA icon
158
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$4.49M 0.13%
88,465
+1,540
+2% +$78.1K
ALAB icon
159
Astera Labs
ALAB
$50B
$4.48M 0.13%
22,890
-2,635
-10% -$433K
VAW icon
160
Vanguard Materials ETF
VAW
$3B
$4.44M 0.13%
21,680
+1,504
+7% +$306K
GE icon
161
GE Aerospace
GE
$367B
$4.43M 0.13%
14,716
-2,219
-13% -$607K
FPE icon
162
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$4.42M 0.13%
242,303
-137,978
-36% -$2.49M
AIRR icon
163
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$4.38M 0.12%
45,349
-9,209
-17% -$824K
MINT icon
164
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.37M 0.12%
43,374
-2,540
-6% -$255K
GJAN icon
165
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
$4.34M 0.12%
104,192
-557
-0.5% -$22.7K
MTUM icon
166
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$4.34M 0.12%
16,908
+397
+2% +$97.2K
FDL icon
167
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$4.26M 0.12%
98,173
-6,409
-6% -$278K
NOBL icon
168
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$4.25M 0.12%
82,512
-6,044
-7% -$313K
DIS icon
169
Walt Disney
DIS
$165B
$4.25M 0.12%
37,079
+504
+1% +$59.4K
FTCS icon
170
First Trust Capital Strength ETF
FTCS
$7.88B
$4.23M 0.12%
45,170
-10,742
-19% -$990K
PANW icon
171
Palo Alto Networks
PANW
$264B
$4.22M 0.12%
20,714
-6,606
-24% -$1.26M
IDMO icon
172
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
$4.19M 0.12%
77,668
+19,466
+33% +$1.02M
JQUA icon
173
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$4.19M 0.12%
66,546
-13,655
-17% -$838K
FTSM icon
174
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$4.17M 0.12%
69,609
-21,523
-24% -$1.29M
RTX icon
175
RTX Corp
RTX
$287B
$4.15M 0.12%
24,781
-2,112
-8% -$328K
5 6
7
8 9

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.