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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.29%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.33B
AUM Growth
+$190M
Cap. Flow
-$26.9M
Cap. Flow %
-0.81%
Top 10 Hldgs %
25.91%
Holding
1,348
New
145
Increased
503
Reduced
571
Closed
104

Top Buys

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$12.8M
2
AFLG icon
First Trust Active Factor Large Cap ETF
AFLG
+$4.17M
3
BFRZ
Innovator Equity Managed 100 Buffer ETF
BFRZ
+$3.79M
4
FLRT icon
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
+$3.64M
5
ISEP icon
Innovator International Developed Power Buffer ETF September
ISEP
+$3.48M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.69M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.43M
3
MSFT icon
Microsoft
MSFT
+$7.06M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.98M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 14.19%
2 Financials 4.49%
3 Consumer Discretionary 4.4%
4 Healthcare 3.41%
5 Industrials 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
151
Vanguard Small-Cap Value ETF
VBR
$37.1B
$4.62M 0.14%
23,696
+616
+3% +$114K
MINT icon
152
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.62M 0.14%
45,914
+1,632
+4% +$164K
MS icon
153
Morgan Stanley
MS
$337B
$4.6M 0.14%
32,690
+286
+0.9% +$35.1K
ISRG icon
154
Intuitive Surgical
ISRG
$121B
$4.57M 0.14%
8,401
+177
+2% +$92.5K
WFC icon
155
Wells Fargo
WFC
$261B
$4.55M 0.14%
56,835
+3,623
+7% +$261K
DIS icon
156
Walt Disney
DIS
$165B
$4.54M 0.14%
36,575
-3,333
-8% -$346K
SPHQ icon
157
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$4.48M 0.13%
62,911
+41,648
+196% +$2.82M
DE icon
158
Deere & Co
DE
$170B
$4.47M 0.13%
8,783
+410
+5% +$201K
NOBL icon
159
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$4.46M 0.13%
88,556
-1,312
-1% -$64.9K
AIRR icon
160
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$4.44M 0.13%
54,558
-64,535
-54% -$4.76M
JAAA icon
161
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$4.41M 0.13%
86,925
+3,314
+4% +$167K
AMGN icon
162
Amgen
AMGN
$203B
$4.39M 0.13%
15,719
-1,247
-7% -$353K
FDL icon
163
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$4.38M 0.13%
104,582
+18,928
+22% +$782K
CGGR icon
164
Capital Group Growth ETF
CGGR
$23.5B
$4.37M 0.13%
107,562
+47,323
+79% +$1.73M
SO icon
165
Southern Company
SO
$110B
$4.37M 0.13%
47,576
-5,202
-10% -$467K
TSM icon
166
TSMC
TSM
$2.09T
$4.36M 0.13%
19,266
+4,775
+33% +$885K
GE icon
167
GE Aerospace
GE
$367B
$4.36M 0.13%
16,935
-3,130
-16% -$687K
VPU
168
Vanguard Utilities ETF
VPU
$8.83B
$4.3M 0.13%
24,371
+7,250
+42% +$1.25M
GJAN icon
169
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
$4.19M 0.13%
104,749
-5,995
-5% -$229K
XLP icon
170
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.17M 0.13%
51,496
-16,060
-24% -$1.3M
JPST icon
171
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.16M 0.13%
82,100
+9,998
+14% +$505K
XMHQ icon
172
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$4.15M 0.12%
42,214
-11,512
-21% -$1.09M
BUFD icon
173
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$4.13M 0.12%
155,309
-15,313
-9% -$387K
PFE icon
174
Pfizer
PFE
$140B
$4.02M 0.12%
165,925
-14,167
-8% -$330K
FTGS icon
175
First Trust Growth Strength ETF
FTGS
$1.26B
$4.01M 0.12%
117,320
-80,699
-41% -$2.54M
5 6
7
8 9

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Sigma Planning Corp's Q2 2025 Portfolio in Review

As of Q2 2025, Sigma Planning Corp held 1,348 positions worth $3.33B, up 6.1% from $3.14B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q2 2025 filing shows 145 new, 503 increased, 571 reduced and 104 closed positions. Its largest new stake was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M. The largest sale was Apple, an estimated $8.69M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q2 2025 buy was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M.
  • Sigma Planning Corp added most to iShares International Select Dividend ETF in Q2 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q2 2025 reduction was Apple, cutting an estimated $8.69M.
  • Sigma Planning Corp fully exited iShares Yield Optimized Bond ETF in Q2 2025, selling an estimated $4.91M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.33B portfolio in Q2 2025.
  • Sigma Planning Corp opened 145 new positions and closed 104 in Q2 2025.
  • Sigma Planning Corp's portfolio value rose 6.1% quarter-over-quarter to $3.33B.

Based on Sigma Planning Corp's 13F filing for Q2 2025, filed 5 Aug 2025.