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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSFF icon
151
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$4.42M 0.14%
153,826
+26,410
+21% +$742K
DIS icon
152
Walt Disney
DIS
$165B
$4.38M 0.13%
45,585
-4,480
-9% -$412K
MRK icon
153
Merck
MRK
$324B
$4.31M 0.13%
37,916
-430
-1% -$51.1K
ONEQ icon
154
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$4.28M 0.13%
59,809
-622
-1% -$43.2K
VCIT icon
155
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$4.25M 0.13%
50,696
+6,085
+14% +$500K
BAC icon
156
Bank of America
BAC
$435B
$4.23M 0.13%
106,686
-3,701
-3% -$148K
FIW icon
157
First Trust Water ETF
FIW
$1.84B
$4.21M 0.13%
38,488
+791
+2% +$82.7K
NOW icon
158
ServiceNow
NOW
$102B
$4.21M 0.13%
23,515
+9,845
+72% +$1.62M
VAW icon
159
Vanguard Materials ETF
VAW
$3B
$4.2M 0.13%
19,865
+1,058
+6% +$212K
ISRG icon
160
Intuitive Surgical
ISRG
$121B
$4.2M 0.13%
8,548
-259
-3% -$121K
DLN icon
161
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$4.19M 0.13%
53,340
+62
+0.1% +$4.68K
VNQ icon
162
Vanguard Real Estate ETF
VNQ
$39.9B
$4.07M 0.12%
41,757
+1,607
+4% +$148K
ICSH icon
163
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$4.06M 0.12%
79,934
-79,333
-50% -$4.01M
SECT icon
164
Main Sector Rotation ETF
SECT
$2.75B
$4.02M 0.12%
74,830
+9,468
+14% +$491K
IGV icon
165
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.02M 0.12%
44,975
-258
-0.6% -$22.1K
FBCG icon
166
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$4M 0.12%
93,488
+12,775
+16% +$529K
VOOG icon
167
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.96M 0.12%
68,790
-222
-0.3% -$12.3K
TIP icon
168
iShares TIPS Bond ETF
TIP
$14.5B
$3.93M 0.12%
35,547
+405
+1% +$44K
IWP icon
169
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.9M 0.12%
33,245
+754
+2% +$84.3K
MO icon
170
Altria Group
MO
$122B
$3.89M 0.12%
76,201
-3,002
-4% -$152K
MINT icon
171
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$3.87M 0.12%
38,435
-2,982
-7% -$299K
JPST icon
172
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.83M 0.12%
75,487
-59,623
-44% -$3.01M
QCOM icon
173
Qualcomm
QCOM
$176B
$3.82M 0.12%
22,473
+1,294
+6% +$228K
FSK icon
174
FS KKR Capital
FSK
$2.98B
$3.82M 0.12%
193,681
+19,210
+11% +$382K
PFEB icon
175
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$3.81M 0.12%
105,625
-2,823
-3% -$100K
5 6
7
8 9

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WB
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SCM
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BPS
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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.