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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Cadence Design Systems
CDNS
$90B
| $1.85M | 0.15% |
6,806
+5,474
| +411% | +$1.41M |
|
152
Amgen
AMGN
$203B
| $1.85M | 0.15% |
6,434
-12,440
| -66% | -$3.39M |
|
|
IBTE
153
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
| $1.84M | 0.14% |
77,063
-67,693
| -47% | -$1.61M |
|
154
Expedia Group
EXPE
$31.2B
| $1.78M | 0.14% |
+11,737
| New | +$1.44M |
|
155
CrowdStrike
CRWD
$187B
| $1.77M | 0.14% |
27,680
-4,624
| -14% | -$242K |
|
156
CVS Health
CVS
$137B
| $1.77M | 0.14% |
22,365
-35,612
| -61% | -$2.53M |
|
157
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $1.76M | 0.14% |
4,680
-3,499
| -43% | -$1.22M |
|
158
Morgan Stanley
MS
$337B
| $1.76M | 0.14% |
18,822
-23,292
| -55% | -$1.86M |
|
159
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $1.75M | 0.14% |
16,716
-15,289
| -48% | -$1.45M |
|
160
Vanguard Real Estate ETF
VNQ
$39.9B
| $1.72M | 0.13% |
19,431
-17,040
| -47% | -$1.35M |
|
161
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $1.71M | 0.13% |
11,788
-12,023
| -50% | -$1.61M |
|
162
Sunoco
SUN
$14.2B
| $1.71M | 0.13% |
28,474
-10,426
| -27% | -$555K |
|
163
Broadcom
AVGO
$1.82T
| $1.71M | 0.13% |
15,280
-33,160
| -68% | -$3.14M |
|
164
iShares Select Dividend ETF
DVY
$24B
| $1.7M | 0.13% |
14,525
-29,022
| -67% | -$3.19M |
|
165
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $1.69M | 0.13% |
17,133
-23,289
| -58% | -$2.1M |
|
166
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $1.69M | 0.13% |
32,970
-42,933
| -57% | -$2.17M |
|
167
Ford
F
$57.3B
| $1.68M | 0.13% |
138,137
-240,772
| -64% | -$2.68M |
|
168
Arthur J. Gallagher & Co
AJG
$63.7B
| $1.68M | 0.13% |
+7,457
| New | +$1.77M |
|
169
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $1.64M | 0.13% |
18,366
-17,108
| -48% | -$1.42M |
|
170
iShares US Technology ETF
IYW
$23.7B
| $1.63M | 0.13% |
13,289
-13,928
| -51% | -$1.58M |
|
171
Starbucks
SBUX
$118B
| $1.61M | 0.13% |
16,794
-15,681
| -48% | -$1.53M |
|
172
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $1.6M | 0.13% |
26,966
-39,221
| -59% | -$2.15M |
|
173
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
| $1.59M | 0.12% |
84,108
-58,278
| -41% | -$1.08M |
|
174
VanEck Semiconductor ETF
SMH
$67.6B
| $1.59M | 0.12% |
9,085
-11,876
| -57% | -$1.86M |
|
175
Uber
UBER
$134B
| $1.59M | 0.12% |
25,797
-33,127
| -56% | -$1.73M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.