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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCO
151
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3.65M 0.14%
176,572
+5,838
+3% +$121K
TLT icon
152
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$3.59M 0.13%
40,422
-1,368
-3% -$131K
ACWV icon
153
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$3.58M 0.13%
37,544
+620
+2% +$60.7K
IWF icon
154
iShares Russell 1000 Growth ETF
IWF
$122B
$3.57M 0.13%
53,612
+2,820
+6% +$195K
RS icon
155
Reliance Steel & Aluminium
RS
$20.8B
$3.55M 0.13%
13,535
-166
-1% -$46K
BAC icon
156
Bank of America
BAC
$435B
$3.49M 0.13%
127,632
-12,302
-9% -$364K
CSCO icon
157
Cisco
CSCO
$450B
$3.47M 0.13%
64,527
+649
+1% +$35K
IQLT icon
158
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.47M 0.13%
103,161
+2,093
+2% +$73.4K
FTEC icon
159
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$3.45M 0.13%
28,087
+2,663
+10% +$343K
IBTE
160
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$3.45M 0.13%
144,756
+4,900
+4% +$117K
ONEQ icon
161
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.44M 0.13%
66,187
-2,575
-4% -$140K
MS icon
162
Morgan Stanley
MS
$337B
$3.44M 0.13%
42,114
+1,110
+3% +$96.4K
ARCC icon
163
Ares Capital
ARCC
$13.5B
$3.4M 0.13%
174,689
+7,162
+4% +$139K
AOA icon
164
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$3.37M 0.13%
53,017
+49,844
+1,571% +$3.28M
BNDX icon
165
Vanguard Total International Bond ETF
BNDX
$82B
$3.35M 0.13%
70,022
-1,360
-2% -$65.8K
TXN icon
166
Texas Instruments
TXN
$255B
$3.33M 0.12%
20,926
+459
+2% +$78.3K
FXH icon
167
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$3.27M 0.12%
33,606
-2,219
-6% -$230K
XHLF icon
168
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$3.25M 0.12%
64,566
+19,429
+43% +$975K
STIP icon
169
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.24M 0.12%
33,426
+4,009
+14% +$390K
CION icon
170
CION Investment
CION
$297M
$3.21M 0.12%
303,887
+1,896
+0.6% +$20.5K
FIW icon
171
First Trust Water ETF
FIW
$1.84B
$3.17M 0.12%
38,300
+1,039
+3% +$91.4K
ETN icon
172
Eaton
ETN
$157B
$3.16M 0.12%
14,794
-1,741
-11% -$375K
ISRG icon
173
Intuitive Surgical
ISRG
$121B
$3.15M 0.12%
10,781
-1,017
-9% -$318K
PSL icon
174
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$3.13M 0.12%
37,451
+10,703
+40% +$926K
CIBR icon
175
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$3.12M 0.12%
68,764
+4,662
+7% +$214K
5 6
7
8 9

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.