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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Starbucks
SBUX
$118B
| $4.11M | 0.15% |
41,460
-9,597
| -19% | -$906K |
|
152
FT Vest Fund of Buffer ETFs
BUFR
$10B
| $4.08M | 0.15% |
183,783
+116,469
| +173% | +$2.57M |
|
153
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
| $4.05M | 0.14% |
35,519
+5,131
| +17% | +$582K |
|
154
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $4.04M | 0.14% |
29,891
-1,142
| -4% | -$153K |
|
155
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $3.99M | 0.14% |
79,953
-11,262
| -12% | -$562K |
|
156
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $3.95M | 0.14% |
40,072
-5,502
| -12% | -$542K |
|
157
Lowe's Companies
LOW
$116B
| $3.95M | 0.14% |
19,815
-1,134
| -5% | -$227K |
|
158
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.91M | 0.14% |
100,246
+7,856
| +9% | +$300K |
|
159
Vanguard Total International Bond ETF
BNDX
$82B
| $3.89M | 0.14% |
81,915
-10,390
| -11% | -$500K |
|
160
Morgan Stanley
MS
$337B
| $3.87M | 0.14% |
45,469
-1,262
| -3% | -$108K |
|
161
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $3.85M | 0.14% |
94,075
+820
| +0.9% | +$35K |
|
162
Dollar General
DG
$25.9B
| $3.83M | 0.14% |
15,546
+1,220
| +9% | +$302K |
|
163
Target
TGT
$62.1B
| $3.8M | 0.14% |
25,509
-1,999
| -7% | -$314K |
|
164
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
| $3.77M | 0.13% |
44,536
-3,096
| -6% | -$264K |
|
165
Netflix
NFLX
$292B
| $3.76M | 0.13% |
127,640
+6,620
| +5% | +$186K |
|
166
Qualcomm
QCOM
$176B
| $3.75M | 0.13% |
34,099
-337
| -1% | -$39.4K |
|
167
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
| $3.74M | 0.13% |
78,315
-24,463
| -24% | -$1.17M |
|
168
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $3.71M | 0.13% |
36,826
+10,325
| +39% | +$1.03M |
|
169
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $3.7M | 0.13% |
57,909
-7,660
| -12% | -$475K |
|
170
Vanguard Growth ETF
VUG
$216B
| $3.69M | 0.13% |
103,890
+26,778
| +35% | +$985K |
|
171
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $3.68M | 0.13% |
148,237
-3,262
| -2% | -$80.7K |
|
172
Federal Realty Investment Trust
FRT
$10.9B
| $3.67M | 0.13% |
36,349
+31,264
| +615% | +$3.17M |
|
173
Thermo Fisher Scientific
TMO
$211B
| $3.66M | 0.13% |
6,649
+172
| +3% | +$91.1K |
|
174
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $3.65M | 0.13% |
81,901
-34,269
| -29% | -$1.54M |
|
175
Broadcom
AVGO
$1.82T
| $3.62M | 0.13% |
64,770
-1,190
| -2% | -$59.7K |
|
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Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.