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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Invesco Solar ETF
TAN
$1.47B
| $4.39M | 0.15% |
42,695
+30,692
| +256% | +$2.46M |
|
152
ExxonMobil
XOM
$651B
| $4.34M | 0.15% |
105,367
-18,330
| -15% | -$687K |
|
153
CVS Health
CVS
$137B
| $4.32M | 0.15% |
63,231
-1,806
| -3% | -$117K |
|
154
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $4.28M | 0.15% |
82,930
+6,142
| +8% | +$316K |
|
155
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $4.28M | 0.15% |
39,315
+428
| +1% | +$45.6K |
|
156
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $4.26M | 0.14% |
41,500
-76
| -0.2% | -$7.23K |
|
157
Dollar General
DG
$25.9B
| $4.22M | 0.14% |
20,077
+221
| +1% | +$47.2K |
|
158
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $4.21M | 0.14% |
67,870
-1,398
| -2% | -$82.3K |
|
159
Southern Company
SO
$110B
| $4.14M | 0.14% |
67,392
-527
| -0.8% | -$31.7K |
|
160
3M
MMM
$89B
| $4.13M | 0.14% |
28,266
-18
| -0.1% | -$2.56K |
|
161
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $4.13M | 0.14% |
29,038
-8,388
| -22% | -$1.08M |
|
|
SPWR
162
DELISTED
SunPower Corporation Common Stock
SPWR
| $4.03M | 0.14% |
157,068
+133,133
| +556% | +$2.69M |
|
|
HDV
163
iShares Core High Dividend ETF
HDV
$14.4B
| $4.01M | 0.14% |
228,980
+6,240
| +3% | +$106K |
|
164
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $4.01M | 0.14% |
84,966
-39,290
| -32% | -$1.73M |
|
165
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $4M | 0.14% |
39,637
+2,202
| +6% | +$208K |
|
166
Advanced Micro Devices
AMD
$851B
| $3.98M | 0.14% |
43,397
-58,387
| -57% | -$5.04M |
|
167
Cisco
CSCO
$450B
| $3.94M | 0.13% |
88,073
+13
| +0% | +$534 |
|
168
iShares Core S&P US Value ETF
IUSV
$27.2B
| $3.91M | 0.13% |
62,909
+21,532
| +52% | +$1.26M |
|
169
CMS Energy
CMS
$23.1B
| $3.86M | 0.13% |
63,321
-769
| -1% | -$48.1K |
|
170
Kimberly-Clark
KMB
$36.4B
| $3.83M | 0.13% |
28,402
+1,653
| +6% | +$231K |
|
171
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $3.83M | 0.13% |
99,324
-321
| -0.3% | -$12K |
|
172
Amplify Alternative Harvest ETF
MJ
$101M
| $3.79M | 0.13% |
22,015
+18,828
| +591% | +$2.98M |
|
173
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $3.79M | 0.13% |
75,490
+4,000
| +6% | +$186K |
|
174
Teladoc Health
TDOC
$1.58B
| $3.78M | 0.13% |
18,885
+2,961
| +19% | +$602K |
|
175
Intuitive Surgical
ISRG
$121B
| $3.77M | 0.13% |
13,818
+1,557
| +13% | +$387K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.