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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
(+10%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
6.4%
Top 10 Holdings %
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$9.07M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.35M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.68M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.71M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$5.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Semiconductor ETF
SOXX
|
+$5.42M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.17M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.16M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$3.41M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$3.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.37% |
| 2 | Financials | 4.66% |
| 3 | Healthcare | 4.23% |
| 4 | Consumer Discretionary | 4.19% |
| 5 | Industrials | 4.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
IBM
IBM
$202B
| $3.19M | 0.16% |
24,217
+2,728
| +13% | +$358K |
|
152
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $3.19M | 0.16% |
53,089
+16,904
| +47% | +$1.02M |
|
153
CVS Health
CVS
$137B
| $3.18M | 0.16% |
58,414
+8,987
| +18% | +$484K |
|
154
Texas Instruments
TXN
$255B
| $3.14M | 0.16% |
27,395
+4,489
| +20% | +$502K |
|
155
Kimberly-Clark
KMB
$36.4B
| $3.03M | 0.16% |
22,703
+1,760
| +8% | +$227K |
|
156
3M
MMM
$89B
| $3.02M | 0.16% |
20,865
+59
| +0.3% | +$9.08K |
|
157
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $3M | 0.15% |
58,885
-3,420
| -5% | -$173K |
|
158
FedEx
FDX
$74.5B
| $3M | 0.15% |
18,274
+1,097
| +6% | +$192K |
|
159
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $2.95M | 0.15% |
32,852
+10,164
| +45% | +$889K |
|
160
BP
BP
$113B
| $2.95M | 0.15% |
71,864
+2,904
| +4% | +$122K |
|
161
Vanguard Mega Cap Value ETF
MGV
$13.2B
| $2.92M | 0.15% |
36,276
+508
| +1% | +$40.2K |
|
162
Fidelity Momentum Factor ETF
FDMO
$934M
| $2.91M | 0.15% |
82,098
-44,999
| -35% | -$1.56M |
|
163
iShares Russell 1000 Growth ETF
IWF
$122B
| $2.83M | 0.15% |
72,036
+45,796
| +175% | +$1.77M |
|
164
Clorox
CLX
$11.6B
| $2.77M | 0.14% |
18,079
-74
| -0.4% | -$11.3K |
|
165
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $2.75M | 0.14% |
86,392
-7,144
| -8% | -$229K |
|
|
XYZ
166
Block Inc
XYZ
$45.9B
| $2.73M | 0.14% |
37,631
+15,986
| +74% | +$1.12M |
|
167
Duke Energy
DUK
$102B
| $2.73M | 0.14% |
30,876
+2,645
| +9% | +$234K |
|
168
W.P. Carey
WPC
$17.1B
| $2.72M | 0.14% |
34,220
-1,233
| -3% | -$97.7K |
|
169
Schwab US Dividend Equity ETF
SCHD
$102B
| $2.72M | 0.14% |
153,744
+15,981
| +12% | +$281K |
|
170
VanEck Gold Miners ETF
GDX
$23B
| $2.69M | 0.14% |
105,219
+30,496
| +41% | +$672K |
|
171
Abbott
ABT
$180B
| $2.65M | 0.14% |
31,492
-2,480
| -7% | -$195K |
|
172
American Water Works
AWK
$26.3B
| $2.63M | 0.14% |
22,677
+1,860
| +9% | +$205K |
|
173
International Paper
IP
$22.3B
| $2.62M | 0.14% |
63,972
+4,537
| +8% | +$192K |
|
174
United Parcel Service
UPS
$97.6B
| $2.6M | 0.13% |
25,227
+332
| +1% | +$34.5K |
|
|
VPU
175
Vanguard Utilities ETF
VPU
$8.83B
| $2.6M | 0.13% |
19,589
-3,439
| -15% | -$450K |
|
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Sigma Planning Corp's Q2 2019 Portfolio in Review
As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.
- Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
- Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
- Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
- Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.
Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.