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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
| $1.03M | 0.16% |
73,060
-3,840
| -5% | -$60.1K |
|
152
GSK
GSK
$103B
| $1.02M | 0.16% |
21,234
+2,278
| +12% | +$119K |
|
|
TEF
153
DELISTED
Telefonica
TEF
| $1.02M | 0.16% |
111,879
+8,584
| +8% | +$91.4K |
|
154
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $1.02M | 0.16% |
27,394
-2,392
| -8% | -$91.9K |
|
155
Phillips 66
PSX
$82.9B
| $1.01M | 0.16% |
13,186
-420
| -3% | -$33.4K |
|
156
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $1.01M | 0.16% |
17,294
-41,536
| -71% | -$2.76M |
|
157
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
| $999K | 0.16% |
36,578
-10,734
| -23% | -$323K |
|
158
Becton Dickinson
BDX
$43.1B
| $994K | 0.16% |
7,677
+114
| +2% | +$15.9K |
|
159
Universal Display
OLED
$3.71B
| $994K | 0.16% |
29,327
+11,891
| +68% | +$497K |
|
|
RDS.B
160
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $991K | 0.16% |
20,876
-392
| -2% | -$21.1K |
|
161
Union Pacific
UNP
$183B
| $987K | 0.16% |
11,160
+81
| +0.7% | +$7.39K |
|
162
Amazon
AMZN
$2.5T
| $979K | 0.16% |
38,240
+5,300
| +16% | +$134K |
|
163
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $974K | 0.15% |
31,822
+3,464
| +12% | +$117K |
|
164
Vanguard S&P 500 ETF
VOO
$968B
| $970K | 0.15% |
5,523
+2,031
| +58% | +$378K |
|
165
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $964K | 0.15% |
9,143
-241
| -3% | -$25.7K |
|
166
DuPont de Nemours
DD
$18.6B
| $961K | 0.15% |
8,951
+1,035
| +13% | +$120K |
|
167
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $960K | 0.15% |
48,275
-16,601
| -26% | -$352K |
|
168
Invesco Pharmaceuticals ETF
PJP
$425M
| $947K | 0.15% |
14,271
+1,270
| +10% | +$98.8K |
|
169
Waste Management
WM
$95.9B
| $946K | 0.15% |
18,992
-1,214
| -6% | -$60.5K |
|
170
Sprott Physical Gold
PHYS
$14.6B
| $940K | 0.15% |
102,417
-3,878
| -4% | -$35.9K |
|
171
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $937K | 0.15% |
19,413
-2,511
| -11% | -$123K |
|
172
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $932K | 0.15% |
43,052
-2,190
| -5% | -$47.2K |
|
173
iShares National Muni Bond ETF
MUB
$45.1B
| $904K | 0.14% |
8,250
+2,455
| +42% | +$267K |
|
174
Costco
COST
$415B
| $901K | 0.14% |
6,229
-330
| -5% | -$47.1K |
|
|
WBA
175
DELISTED
Walgreens Boots Alliance
WBA
| $900K | 0.14% |
10,834
-5,371
| -33% | -$486K |
|
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Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.