We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
1501
Western Union
WU
$2.57B
– –
-26,870
Closed -$479K
YETI icon
1502
Yeti Holdings
YETI
$3.82B
– –
-2,574
Closed -$213K
GTM
1503
ZoomInfo Technologies
GTM
$861M
– –
-17,593
Closed -$1.13M
CDMO
1504
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-8,300
Closed -$242K
SAVE
1505
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-20,600
Closed -$450K
PRFT
1506
DELISTED
Perficient Inc
PRFT
– –
-1,570
Closed -$203K
MDC
1507
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-4,392
Closed -$245K
NVTA
1508
DELISTED
Invitae Corporation
NVTA
– –
-11,003
Closed -$168K
SRNE
1509
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-13,500
Closed -$63K
ECOM
1510
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-13,502
Closed -$333K
TWTR
1511
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-20,000
Closed -$864K
ELMS
1512
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-12,148
Closed -$85K
RESN
1513
DELISTED
Resonant Inc.
RESN
– –
-190,900
Closed -$326K
RDS.A
1514
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-11,243
Closed -$488K
ARCH
1515
DELISTED
Arch Resources, Inc.
ARCH
– –
-6,255
Closed -$571K
ZGNX
1516
DELISTED
Zogenix, Inc.
ZGNX
– –
-39,060
Closed -$635K
57 58 59 60
61

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.