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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Ocean Park Domestic ETF
DUKQ
$10.1M
| $5.97M | 0.17% |
220,047
+11,593
| +6% | +$326K |
2024 Q4
5 quarters
|
|
127
Invesco S&P 500 Quality ETF
SPHQ
$18.9B
| $5.93M | 0.16% |
78,913
+9,323
| +13% | +$725K |
2020 Q3
22 quarters
|
|
128
First Trust Value Line Dividend Fund
FVD
$7.83B
| $5.84M | 0.16% |
124,208
-4,804
| -4% | -$231K |
2014 Q4
45 quarters
|
|
129
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.1B
| $5.76M | 0.16% |
26,507
+949
| +4% | +$212K |
2014 Q4
45 quarters
|
|
130
Merck
MRK
$358B
| $5.72M | 0.16% |
47,554
+586
| +1% | +$67.7K |
2014 Q4
45 quarters
|
|
131
Coca-Cola
KO
$396B
| $5.7M | 0.16% |
75,009
-1,236
| -2% | -$93.4K |
2014 Q4
45 quarters
|
|
132
iShares Russell 1000 Growth ETF
IWF
$127B
| $5.68M | 0.16% |
53,292
-40
| -0.1% | -$4.54K |
2014 Q4
45 quarters
|
|
133
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.2B
| $5.63M | 0.16% |
68,066
+3,334
| +5% | +$279K |
2016 Q1
40 quarters
|
|
134
Vanguard S&P 500 Growth ETF
VOOG
$27.7B
| $5.62M | 0.16% |
82,734
+2,262
| +3% | +$164K |
2016 Q1
40 quarters
|
|
135
Bank of America
BAC
$362B
| $5.56M | 0.15% |
114,011
-1,435
| -1% | -$74K |
2014 Q4
45 quarters
|
|
136
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.6B
| $5.52M | 0.15% |
54,916
+11,216
| +26% | +$1.13M |
2014 Q4
45 quarters
|
|
137
iShares Russell Mid-Cap Growth ETF
IWP
$19.3B
| $5.51M | 0.15% |
43,004
+2,045
| +5% | +$277K |
2016 Q3
38 quarters
|
|
138
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
| $5.51M | 0.15% |
58,824
+379
| +0.6% | +$37K |
2019 Q3
26 quarters
|
|
139
Boeing
BA
$149B
| $5.42M | 0.15% |
27,230
+2,467
| +10% | +$562K |
2014 Q4
45 quarters
|
|
140
Putnam Focused Large Cap Value ETF
PVAL
$14.9B
| $5.42M | 0.15% |
116,764
+39,360
| +51% | +$1.86M |
2024 Q3
6 quarters
|
|
141
Morgan Stanley
MS
$286B
| $5.29M | 0.15% |
32,155
+13
| +0% | +$2.25K |
2017 Q1
36 quarters
|
|
142
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.61B
| $5.26M | 0.15% |
56,948
+52,019
| +1,055% | +$4.85M |
2024 Q3
6 quarters
|
|
143
McDonald's
MCD
$172B
| $5.24M | 0.15% |
16,859
-659
| -4% | -$210K |
2014 Q4
45 quarters
|
|
144
Duke Energy
DUK
$92.7B
| $5.19M | 0.14% |
39,660
+1,560
| +4% | +$195K |
2014 Q4
45 quarters
|
|
|
145
Capital Group Global Growth Equity ETF
CGGO
$11.8B
| $5.15M | 0.14% |
154,198
+137,929
| +848% | +$4.91M |
2023 Q3
10 quarters
|
|
146
Invesco S&P International Developed Momentum ETF
IDMO
$4.19B
| $5.07M | 0.14% |
92,437
+4,803
| +5% | +$275K |
2024 Q1
8 quarters
|
|
147
Kensington Hedged Premium Income ETF
KHPI
$443M
| $5.04M | 0.14% |
208,294
+28,253
| +16% | +$719K |
2025 Q3
2 quarters
|
|
148
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.88B
| $5.04M | 0.14% |
99,596
+4,578
| +5% | +$232K |
2019 Q1
28 quarters
|
|
149
iShares Russell 2000 ETF
IWM
$77.5B
| $5M | 0.14% |
20,148
+868
| +5% | +$224K |
2014 Q4
45 quarters
|
|
150
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.2B
| $4.97M | 0.14% |
10,737
-1,746
| -14% | -$846K |
2014 Q4
45 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.