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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
126
PepsiCo
PEP
$190B
$5.76M 0.16%
41,393
+306
+0.7% +$45K
MS icon
127
Morgan Stanley
MS
$340B
$5.71M 0.16%
32,142
+328
+1% +$54.7K
TDIV icon
128
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$5.66M 0.16%
58,445
-19,496
-25% -$1.92M
IWP icon
129
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$5.62M 0.16%
40,959
+3,854
+10% +$539K
QQWZ
130
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$39.8M
$5.59M 0.15%
222,879
+6,034
+3% +$152K
IGV icon
131
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$5.53M 0.15%
52,355
+2,442
+5% +$268K
JAAA icon
132
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$5.5M 0.15%
108,665
+20,200
+23% +$1.02M
VCIT icon
133
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$5.47M 0.15%
64,732
+2,332
+4% +$196K
VBR icon
134
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$5.41M 0.15%
25,558
+1
+0% +$209
BA icon
135
Boeing
BA
$185B
$5.38M 0.15%
24,763
+3,688
+17% +$758K
WFC icon
136
Wells Fargo
WFC
$264B
$5.37M 0.15%
57,606
+775
+1% +$67.3K
MCD icon
137
McDonald's
MCD
$195B
$5.36M 0.15%
17,518
-2,727
-13% -$835K
BLV icon
138
Vanguard Long-Term Bond ETF
BLV
$5.74B
$5.34M 0.15%
76,827
+11,607
+18% +$821K
KO icon
139
Coca-Cola
KO
$375B
$5.33M 0.15%
76,245
+872
+1% +$60.8K
XLE icon
140
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$5.3M 0.15%
118,854
-842
-0.7% -$37.5K
MA icon
141
Mastercard
MA
$493B
$5.28M 0.15%
9,257
-2,253
-20% -$1.26M
SPHQ icon
142
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$5.22M 0.14%
69,590
-1,174
-2% -$87.2K
FTCB icon
143
First Trust Core Investment Grade ETF
FTCB
$2.58B
$5.18M 0.14%
244,196
-65,838
-21% -$1.41M
GE icon
144
GE Aerospace
GE
$384B
$5.17M 0.14%
16,778
+2,062
+14% +$621K
CSCO icon
145
Cisco
CSCO
$479B
$5.13M 0.14%
66,535
+11,033
+20% +$819K
FLRT icon
146
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$669M
$5.05M 0.14%
106,960
+9,559
+10% +$452K
UNH icon
147
UnitedHealth
UNH
$370B
$4.99M 0.14%
15,111
-1,287
-8% -$436K
LOW icon
148
Lowe's Companies
LOW
$125B
$4.98M 0.14%
20,663
+523
+3% +$126K
MRK icon
149
Merck
MRK
$318B
$4.94M 0.14%
46,968
+10,367
+28% +$973K
ISRG icon
150
Intuitive Surgical
ISRG
$134B
$4.93M 0.14%
8,705
+820
+10% +$437K
4 5
6
7 8

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.