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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
PepsiCo
PEP
$175B
| $5.76M | 0.16% |
41,393
+306
| +0.7% | +$45K |
2022 Q3
13 quarters
|
|
127
Morgan Stanley
MS
$286B
| $5.71M | 0.16% |
32,142
+328
| +1% | +$54.7K |
2017 Q1
35 quarters
|
|
128
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
| $5.66M | 0.16% |
58,445
-19,496
| -25% | -$1.92M |
2019 Q3
25 quarters
|
|
129
iShares Russell Mid-Cap Growth ETF
IWP
$19.3B
| $5.62M | 0.16% |
40,959
+3,854
| +10% | +$539K |
2016 Q3
37 quarters
|
|
130
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$44.1M
| $5.59M | 0.15% |
222,879
+6,034
| +3% | +$152K |
2025 Q2
2 quarters
|
|
131
iShares Expanded Tech-Software Sector ETF
IGV
$14.6B
| $5.53M | 0.15% |
52,355
+2,442
| +5% | +$268K |
2017 Q3
33 quarters
|
|
132
Janus Henderson AAA CLO ETF
JAAA
$32.1B
| $5.5M | 0.15% |
108,665
+20,200
| +23% | +$1.02M |
2023 Q3
9 quarters
|
|
133
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.2B
| $5.47M | 0.15% |
64,732
+2,332
| +4% | +$196K |
2016 Q1
39 quarters
|
|
134
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.1B
| $5.41M | 0.15% |
25,558
+1
| +0% | +$209 |
2014 Q4
44 quarters
|
|
135
Boeing
BA
$149B
| $5.38M | 0.15% |
24,763
+3,688
| +17% | +$758K |
2014 Q4
44 quarters
|
|
136
Wells Fargo
WFC
$248B
| $5.37M | 0.15% |
57,606
+775
| +1% | +$67.3K |
2014 Q4
44 quarters
|
|
137
McDonald's
MCD
$172B
| $5.36M | 0.15% |
17,518
-2,727
| -13% | -$835K |
2014 Q4
44 quarters
|
|
138
Vanguard Long-Term Bond ETF
BLV
$5.45B
| $5.34M | 0.15% |
76,827
+11,607
| +18% | +$821K |
2018 Q1
31 quarters
|
|
139
Coca-Cola
KO
$396B
| $5.33M | 0.15% |
76,245
+872
| +1% | +$60.8K |
2014 Q4
44 quarters
|
|
140
State Street Energy Select Sector SPDR ETF
XLE
$42.8B
| $5.3M | 0.15% |
118,854
-842
| -0.7% | -$37.5K |
2014 Q4
44 quarters
|
|
141
Mastercard
MA
$540B
| $5.28M | 0.15% |
9,257
-2,253
| -20% | -$1.26M |
2014 Q4
44 quarters
|
|
142
Invesco S&P 500 Quality ETF
SPHQ
$18.9B
| $5.22M | 0.14% |
69,590
-1,174
| -2% | -$87.2K |
2020 Q3
21 quarters
|
|
143
First Trust Core Investment Grade ETF
FTCB
$2.7B
| $5.18M | 0.14% |
244,196
-65,838
| -21% | -$1.41M |
2025 Q1
3 quarters
|
|
144
GE Aerospace
GE
$324B
| $5.17M | 0.14% |
16,778
+2,062
| +14% | +$621K |
2014 Q4
44 quarters
|
|
145
Cisco
CSCO
$433B
| $5.13M | 0.14% |
66,535
+11,033
| +20% | +$819K |
2014 Q4
44 quarters
|
|
146
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$1.02B
| $5.05M | 0.14% |
106,960
+9,559
| +10% | +$452K |
2024 Q1
7 quarters
|
|
147
UnitedHealth
UNH
$365B
| $4.99M | 0.14% |
15,111
-1,287
| -8% | -$436K |
2014 Q4
44 quarters
|
|
148
Lowe's Companies
LOW
$110B
| $4.98M | 0.14% |
20,663
+523
| +3% | +$126K |
2014 Q4
44 quarters
|
|
149
Merck
MRK
$358B
| $4.94M | 0.14% |
46,968
+10,367
| +28% | +$973K |
2014 Q4
44 quarters
|
|
150
Intuitive Surgical
ISRG
$151B
| $4.93M | 0.14% |
8,705
+820
| +10% | +$437K |
2017 Q3
33 quarters
|
|
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Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.