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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DUKQ
126
Ocean Park Domestic ETF
DUKQ
$13M
| $5.56M | 0.16% |
202,042
-529
| -0.3% | -$14.1K |
|
127
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $5.56M | 0.16% |
11,992
+535
| +5% | +$241K |
|
128
Capital Group Growth ETF
CGGR
$23.5B
| $5.53M | 0.16% |
125,882
+18,320
| +17% | +$774K |
|
129
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $5.46M | 0.16% |
35,419
+530
| +2% | +$80.3K |
|
130
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $5.42M | 0.15% |
74,730
+4,722
| +7% | +$327K |
|
|
QQWZ
131
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$37.6M
| $5.36M | 0.15% |
216,845
+181,136
| +507% | +$4.27M |
|
132
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $5.35M | 0.15% |
119,696
-10,410
| -8% | -$456K |
|
133
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $5.34M | 0.15% |
25,557
+1,861
| +8% | +$381K |
|
134
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $5.28M | 0.15% |
37,105
+2,227
| +6% | +$315K |
|
135
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $5.25M | 0.15% |
62,400
+25,935
| +71% | +$2.16M |
|
136
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
| $5.19M | 0.15% |
70,764
+7,853
| +12% | +$567K |
|
|
VPU
137
Vanguard Utilities ETF
VPU
$8.83B
| $5.11M | 0.15% |
27,003
+2,632
| +11% | +$482K |
|
138
First Trust Active Factor Large Cap ETF
AFLG
$687M
| $5.08M | 0.14% |
130,889
-2,883
| -2% | -$108K |
|
139
Lowe's Companies
LOW
$116B
| $5.06M | 0.14% |
20,140
+3,350
| +20% | +$823K |
|
140
Morgan Stanley
MS
$337B
| $5.06M | 0.14% |
31,814
-876
| -3% | -$129K |
|
141
First Trust Water ETF
FIW
$1.84B
| $5.05M | 0.14% |
44,988
+1,198
| +3% | +$133K |
|
142
Coca-Cola
KO
$354B
| $5M | 0.14% |
75,373
-3,591
| -5% | -$247K |
|
143
Eaton
ETN
$157B
| $4.96M | 0.14% |
13,265
+118
| +0.9% | +$42.9K |
|
144
iShares Russell 2000 ETF
IWM
$80.9B
| $4.94M | 0.14% |
20,412
+3,017
| +17% | +$692K |
|
145
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
| $4.93M | 0.14% |
154,572
+31,681
| +26% | +$995K |
|
146
First Trust Value Line Dividend Fund
FVD
$8.29B
| $4.83M | 0.14% |
104,447
-9,083
| -8% | -$416K |
|
147
AT&T
T
$165B
| $4.79M | 0.14% |
169,617
-11,516
| -6% | -$327K |
|
148
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $4.77M | 0.14% |
54,837
-1,872
| -3% | -$158K |
|
149
Wells Fargo
WFC
$261B
| $4.76M | 0.14% |
56,831
-4
| -0% | -$324 |
|
150
Duke Energy
DUK
$102B
| $4.7M | 0.13% |
37,970
-3,193
| -8% | -$387K |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.