We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RS icon
126
Reliance Steel & Aluminium
RS
$20.8B
$2.05M 0.16%
7,338
-6,197
-46% -$1.65M
VYM icon
127
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.03M 0.16%
18,188
-27,468
-60% -$2.89M
VWO icon
128
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.01M 0.16%
48,967
-67,685
-58% -$2.68M
NEAR icon
129
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2M 0.16%
39,515
+18,283
+86% +$915K
DTE icon
130
DTE Energy
DTE
$31.1B
$1.99M 0.16%
18,053
-37,049
-67% -$3.8M
XLI icon
131
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.98M 0.16%
17,383
-58,996
-77% -$6.19M
IEMG icon
132
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.98M 0.15%
39,097
-78,700
-67% -$3.81M
SCHX icon
133
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.98M 0.15%
105,057
-357,546
-77% -$6.28M
PSFF icon
134
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$1.97M 0.15%
76,295
-131,404
-63% -$3.26M
KNG icon
135
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$1.97M 0.15%
38,198
+28,378
+289% +$1.4M
T icon
136
AT&T
T
$165B
$1.97M 0.15%
117,451
-184,861
-61% -$2.92M
IXC icon
137
iShares Global Energy ETF
IXC
$2.71B
$1.96M 0.15%
50,206
-50,382
-50% -$2M
USHY icon
138
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$1.95M 0.15%
53,748
-70,791
-57% -$2.48M
BSCP
139
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.95M 0.15%
95,487
-121,694
-56% -$2.46M
MA icon
140
Mastercard
MA
$477B
$1.93M 0.15%
4,532
-5,112
-53% -$2.05M
ARCC icon
141
Ares Capital
ARCC
$13.5B
$1.92M 0.15%
96,096
-78,593
-45% -$1.53M
HDV
142
iShares Core High Dividend ETF
HDV
$14.4B
$1.91M 0.15%
93,745
-170,425
-65% -$3.36M
AMD icon
143
Advanced Micro Devices
AMD
$851B
$1.91M 0.15%
12,959
-15,931
-55% -$1.88M
SDY icon
144
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.91M 0.15%
15,283
-19,132
-56% -$2.25M
IGSB icon
145
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.9M 0.15%
37,014
-264,682
-88% -$13.3M
POCT icon
146
Innovator US Equity Power Buffer ETF October
POCT
$963M
$1.87M 0.15%
+51,764
New +$1.8M
BAC icon
147
Bank of America
BAC
$435B
$1.87M 0.15%
55,430
-72,202
-57% -$2.1M
QGRO icon
148
American Century US Quality Growth ETF
QGRO
$1.98B
$1.87M 0.15%
24,529
-6,431
-21% -$453K
STIP icon
149
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.86M 0.15%
18,891
-14,535
-43% -$1.42M
FTEC icon
150
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$1.86M 0.15%
12,944
-15,143
-54% -$2.01M
4 5
6
7 8

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.