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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCP
126
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$4.37M 0.16%
217,181
+5,372
+3% +$108K
USHY icon
127
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$4.32M 0.16%
124,539
+2,754
+2% +$96.8K
DUK icon
128
Duke Energy
DUK
$102B
$4.32M 0.16%
48,937
+1,699
+4% +$156K
SLV icon
129
iShares Silver Trust
SLV
$28.1B
$4.31M 0.16%
212,010
-1,242
-0.6% -$26.8K
FEZ icon
130
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$4.3M 0.16%
102,308
+6,802
+7% +$304K
LMT icon
131
Lockheed Martin
LMT
$134B
$4.17M 0.16%
10,191
-464
-4% -$206K
SGOV icon
132
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$4.17M 0.16%
41,398
+13,629
+49% +$1.37M
IXC icon
133
iShares Global Energy ETF
IXC
$2.71B
$4.15M 0.16%
100,588
+1,599
+2% +$63.4K
QQEW icon
134
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$4.14M 0.16%
39,799
+8,089
+26% +$870K
SO icon
135
Southern Company
SO
$110B
$4.14M 0.16%
63,896
+1,122
+2% +$77.9K
BSV icon
136
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.12M 0.15%
54,868
+411
+0.8% +$31K
ISTB icon
137
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$4.07M 0.15%
87,727
+1,729
+2% +$80.5K
CVS icon
138
CVS Health
CVS
$137B
$4.05M 0.15%
57,977
+1,856
+3% +$132K
AVGO icon
139
Broadcom
AVGO
$1.82T
$4.02M 0.15%
48,440
+2,840
+6% +$246K
VUG icon
140
Vanguard Growth ETF
VUG
$216B
$3.97M 0.15%
87,540
+2,916
+3% +$138K
SDY icon
141
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$3.96M 0.15%
34,415
-9,611
-22% -$1.17M
LOW icon
142
Lowe's Companies
LOW
$116B
$3.89M 0.15%
18,733
+634
+4% +$143K
PFEB icon
143
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$3.85M 0.14%
126,488
+2,737
+2% +$84.7K
BMY icon
144
Bristol-Myers Squibb
BMY
$127B
$3.85M 0.14%
66,300
-1,923
-3% -$118K
NOBL icon
145
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.85M 0.14%
86,868
-17,966
-17% -$843K
MA icon
146
Mastercard
MA
$477B
$3.82M 0.14%
9,644
+1,729
+22% +$694K
STPZ icon
147
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$3.8M 0.14%
75,903
+278
+0.4% +$14K
SPIB icon
148
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$3.8M 0.14%
120,856
+19,002
+19% +$605K
VB icon
149
Vanguard Small-Cap ETF
VB
$79.5B
$3.8M 0.14%
20,087
-671
-3% -$134K
BUFR icon
150
FT Vest Fund of Buffer ETFs
BUFR
$10B
$3.79M 0.14%
154,601
-12,336
-7% -$310K
4 5
6
7 8

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.