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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
| $4.3M | 0.15% |
121,785
+8,842
| +8% | +$310K |
|
127
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $4.28M | 0.15% |
268,291
+50,801
| +23% | +$808K |
|
|
BSCP
128
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $4.26M | 0.15% |
211,809
-35,022
| -14% | -$709K |
|
129
Duke Energy
DUK
$102B
| $4.24M | 0.15% |
47,238
-1,567
| -3% | -$148K |
|
130
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $4.21M | 0.15% |
43,629
-1,730
| -4% | -$170K |
|
131
Avantis US Small Cap Value ETF
AVUV
$29.7B
| $4.21M | 0.15% |
54,218
-69,112
| -56% | -$5.08M |
|
132
Amgen
AMGN
$203B
| $4.21M | 0.15% |
18,944
-678
| -3% | -$157K |
|
133
FT Vest Fund of Buffer ETFs
BUFR
$10B
| $4.18M | 0.15% |
166,937
+5
| +0% | +$120 |
|
134
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
| $4.14M | 0.15% |
67,963
+17,142
| +34% | +$983K |
|
135
Vanguard Small-Cap ETF
VB
$79.5B
| $4.13M | 0.15% |
20,758
-21,698
| -51% | -$4.1M |
|
136
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $4.12M | 0.15% |
54,457
-23,906
| -31% | -$1.82M |
|
137
Lowe's Companies
LOW
$116B
| $4.09M | 0.15% |
18,099
-2,325
| -11% | -$484K |
|
138
Intuitive Surgical
ISRG
$121B
| $4.03M | 0.14% |
11,798
-492
| -4% | -$149K |
|
139
Bank of America
BAC
$435B
| $4.01M | 0.14% |
139,934
-64,431
| -32% | -$1.84M |
|
140
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $4.01M | 0.14% |
85,998
-29,145
| -25% | -$1.37M |
|
141
AutoZone
AZO
$48.3B
| $4.01M | 0.14% |
1,608
-307
| -16% | -$783K |
|
142
Netflix
NFLX
$292B
| $4.01M | 0.14% |
90,940
-27,720
| -23% | -$1.02M |
|
143
Vanguard Growth ETF
VUG
$216B
| $3.99M | 0.14% |
84,624
-17,532
| -17% | -$760K |
|
144
Chipotle Mexican Grill
CMG
$40.8B
| $3.98M | 0.14% |
93,100
+78,500
| +538% | +$3.11M |
|
145
Broadcom
AVGO
$1.82T
| $3.96M | 0.14% |
45,600
-20,860
| -31% | -$1.49M |
|
146
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $3.88M | 0.14% |
35,825
-7,338
| -17% | -$786K |
|
147
CVS Health
CVS
$137B
| $3.88M | 0.14% |
56,121
-7,259
| -11% | -$517K |
|
148
Innovator US Equity Power Buffer ETF February
PFEB
$914M
| $3.81M | 0.14% |
123,751
-17,300
| -12% | -$515K |
|
149
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $3.8M | 0.14% |
75,625
-4,395
| -5% | -$223K |
|
150
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $3.79M | 0.14% |
27,421
-2,166
| -7% | -$289K |
|
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Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.