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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
126
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.19M 0.18%
36,734
+1,511
+4% +$205K
MCD icon
127
McDonald's
MCD
$188B
$5.09M 0.17%
23,711
-19,540
-45% -$4.25M
TXN icon
128
Texas Instruments
TXN
$255B
$5.06M 0.17%
30,821
+1,255
+4% +$195K
GOVT icon
129
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.05M 0.17%
185,252
+2,107
+1% +$58.1K
BMY icon
130
Bristol-Myers Squibb
BMY
$127B
$5.04M 0.17%
81,262
-2,917
-3% -$179K
FTC icon
131
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$5.03M 0.17%
52,071
-13,418
-20% -$1.21M
CSX icon
132
CSX Corp
CSX
$98.6B
$5M 0.17%
165,273
+2,001
+1% +$57.5K
VYM icon
133
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.98M 0.17%
54,423
+577
+1% +$50.1K
SKYY icon
134
First Trust Cloud Computing ETF
SKYY
$2.74B
$4.96M 0.17%
52,233
+22,935
+78% +$1.98M
CLX icon
135
Clorox
CLX
$11.6B
$4.91M 0.17%
24,302
-829
-3% -$172K
IJS icon
136
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$4.91M 0.17%
60,346
+8,012
+15% +$582K
XLE icon
137
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$4.83M 0.16%
255,156
+57,956
+29% +$999K
BAC icon
138
Bank of America
BAC
$435B
$4.83M 0.16%
159,393
-4,429
-3% -$119K
VCIT icon
139
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$4.76M 0.16%
49,032
+2,631
+6% +$253K
RSP icon
140
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.71M 0.16%
36,947
+1,749
+5% +$208K
HON icon
141
Honeywell
HON
$77.1B
$4.71M 0.16%
23,499
-1,607
-6% -$292K
IGV icon
142
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.7M 0.16%
66,400
-49,055
-42% -$3.25M
BBWI icon
143
Bath & Body Works
BBWI
$4.01B
$4.68M 0.16%
155,748
-90,432
-37% -$2.62M
QQQ icon
144
PUT
Invesco QQQ Trust
QQQ
$455B
$4.61M 0.16%
14,700
-200
-1% -$58.7K
SHOP icon
145
Shopify
SHOP
$148B
$4.6M 0.16%
40,630
+5,460
+16% +$573K
XLU icon
146
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$4.53M 0.15%
144,460
-7,708
-5% -$244K
ESGU icon
147
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$4.5M 0.15%
52,282
+10,003
+24% +$812K
BABA icon
148
Alibaba
BABA
$269B
$4.41M 0.15%
18,966
+2,501
+15% +$694K
CMI icon
149
Cummins
CMI
$91.7B
$4.41M 0.15%
19,419
+11,834
+156% +$2.66M
IWO icon
150
iShares Russell 2000 Growth ETF
IWO
$14.5B
$4.39M 0.15%
15,322
+2,543
+20% +$648K
4 5
6
7 8

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SCM
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VPC
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.