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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Adobe
ADBE
$89.5B
| $2.44M | 0.18% |
10,767
-10,477
| -49% | -$2.53M |
|
127
Sarepta Therapeutics
SRPT
$1.66B
| $2.43M | 0.18% |
22,226
-520
| -2% | -$65K |
|
128
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $2.42M | 0.18% |
51,886
-2,980
| -5% | -$144K |
|
129
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $2.34M | 0.17% |
20,504
+1,639
| +9% | +$207K |
|
130
BP
BP
$113B
| $2.32M | 0.17% |
63,031
+14,238
| +29% | +$568K |
|
131
Costco
COST
$415B
| $2.32M | 0.17% |
11,372
+276
| +2% | +$61.6K |
|
132
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $2.31M | 0.17% |
+25,302
| New | +$2.32M |
|
133
Pathward Financial
CASH
$1.81B
| $2.3M | 0.17% |
118,722
+71,022
| +149% | +$1.66M |
|
134
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.29M | 0.17% |
23,359
-1,442
| -6% | -$150K |
|
135
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $2.27M | 0.17% |
25,349
+527
| +2% | +$49.7K |
|
136
PayPal
PYPL
$49.5B
| $2.26M | 0.16% |
26,886
-1,730
| -6% | -$144K |
|
137
Vanguard Small-Cap ETF
VB
$79.5B
| $2.26M | 0.16% |
17,121
-637
| -4% | -$92.7K |
|
138
Duke Energy
DUK
$102B
| $2.24M | 0.16% |
25,977
+3,311
| +15% | +$282K |
|
139
ProShares Short S&P500
SH
$887M
| $2.23M | 0.16% |
+17,834
| New | +$2.1M |
|
140
CME Group
CME
$92.2B
| $2.19M | 0.16% |
11,657
+291
| +3% | +$53.7K |
|
141
Kimberly-Clark
KMB
$36.4B
| $2.17M | 0.16% |
19,087
+1,304
| +7% | +$145K |
|
142
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $2.16M | 0.16% |
40,984
-23,634
| -37% | -$1.34M |
|
143
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $2.14M | 0.16% |
74,688
-11,364
| -13% | -$380K |
|
144
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.13M | 0.16% |
55,990
-1,903
| -3% | -$73.7K |
|
145
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $2.12M | 0.15% |
69,639
+45,033
| +183% | +$1.47M |
|
146
United Parcel Service
UPS
$97.6B
| $2.12M | 0.15% |
21,751
+638
| +3% | +$69.2K |
|
147
Realty Income
O
$61.2B
| $2.1M | 0.15% |
34,354
+1,537
| +5% | +$91.8K |
|
148
IBM
IBM
$202B
| $2.08M | 0.15% |
19,094
+826
| +5% | +$99.1K |
|
149
Dominion Energy
D
$62.5B
| $2.07M | 0.15% |
28,973
-470
| -2% | -$34.3K |
|
|
CELG
150
DELISTED
Celgene Corp
CELG
| $2.07M | 0.15% |
32,275
+268
| +0.8% | +$19.8K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.