We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
126
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.62M 0.2%
34,561
+21,893
+173% +$1.59M
FBT icon
127
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$2.61M 0.2%
20,951
+79
+0.4% +$9.76K
GIS icon
128
General Mills
GIS
$19.2B
$2.61M 0.2%
44,012
+7,128
+19% +$386K
VWO icon
129
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.61M 0.2%
56,822
-24
-0% -$1.07K
FPX icon
130
First Trust US Equity Opportunities ETF
FPX
$1.51B
$2.58M 0.2%
37,769
+5,045
+15% +$335K
SO icon
131
Southern Company
SO
$110B
$2.55M 0.2%
53,085
-5,421
-9% -$276K
SCHG icon
132
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$2.55M 0.2%
288,440
+9,984
+4% +$85.8K
VTV icon
133
Vanguard Value ETF
VTV
$189B
$2.49M 0.19%
23,444
+3,509
+18% +$362K
SDY icon
134
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.46M 0.19%
26,049
-114
-0.4% -$10.7K
VBR icon
135
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.45M 0.19%
18,484
+1,129
+7% +$147K
KMB icon
136
Kimberly-Clark
KMB
$36.4B
$2.45M 0.19%
20,319
+2,435
+14% +$284K
TT icon
137
Trane Technologies
TT
$106B
$2.44M 0.19%
27,298
-94
-0.3% -$8.28K
ARCC icon
138
Ares Capital
ARCC
$13.5B
$2.43M 0.19%
154,554
+784
+0.5% +$12.7K
NFLX icon
139
Netflix
NFLX
$292B
$2.42M 0.19%
126,170
+25,680
+26% +$494K
IUSG icon
140
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.42M 0.19%
44,959
-6,256
-12% -$329K
WFC icon
141
Wells Fargo
WFC
$261B
$2.4M 0.19%
39,576
+2,718
+7% +$154K
VOE icon
142
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$2.4M 0.18%
21,465
-587
-3% -$63.5K
O icon
143
Realty Income
O
$61.2B
$2.39M 0.18%
43,311
-3,814
-8% -$207K
UPS icon
144
United Parcel Service
UPS
$97.6B
$2.35M 0.18%
19,717
+4,915
+33% +$578K
MDY icon
145
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.35M 0.18%
6,798
-95
-1% -$32K
BP icon
146
BP
BP
$113B
$2.33M 0.18%
60,679
-8,431
-12% -$305K
VO icon
147
Vanguard Mid-Cap ETF
VO
$106B
$2.24M 0.17%
57,912
+1,880
+3% +$71K
FREL icon
148
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$2.22M 0.17%
89,947
-39,615
-31% -$979K
SPHD icon
149
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$2.21M 0.17%
52,088
-1,447
-3% -$60.6K
FIDU icon
150
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$2.2M 0.17%
56,893
+26,379
+86% +$985K
4 5
6
7 8

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.