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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.81M | 0.2% |
22,858
+602
| +3% | +$48K |
|
127
NVIDIA
NVDA
$5.01T
| $1.8M | 0.2% |
674,840
-5,000
| -0.7% | -$10.4K |
|
128
iShares Semiconductor ETF
SOXX
$44.2B
| $1.78M | 0.2% |
+43,602
| New | +$1.69M |
|
129
GSK
GSK
$103B
| $1.76M | 0.19% |
36,601
+13,623
| +59% | +$673K |
|
130
Argan
AGX
$7.98B
| $1.74M | 0.19% |
+24,717
| New | +$1.54M |
|
131
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $1.72M | 0.19% |
22,732
-223
| -1% | -$16.9K |
|
132
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $1.71M | 0.19% |
40,363
+20,853
| +107% | +$915K |
|
133
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $1.67M | 0.18% |
21,015
-10,444
| -33% | -$835K |
|
134
Waste Management
WM
$95.9B
| $1.66M | 0.18% |
23,444
+2,825
| +14% | +$189K |
|
135
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.65M | 0.18% |
28,601
+1,726
| +6% | +$99.5K |
|
136
Under Armour
UAA
$3B
| $1.63M | 0.18% |
56,117
+10,584
| +23% | +$347K |
|
137
NextEra Energy
NEE
$187B
| $1.63M | 0.18% |
54,432
-7,616
| -12% | -$228K |
|
138
iShares International Select Dividend ETF
IDV
$8.25B
| $1.62M | 0.18% |
54,928
+1,074
| +2% | +$31.4K |
|
139
United Parcel Service
UPS
$97.6B
| $1.61M | 0.18% |
14,049
+1,371
| +11% | +$154K |
|
140
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $1.61M | 0.18% |
16,550
+1,878
| +13% | +$178K |
|
141
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $1.6M | 0.18% |
13,264
-98
| -0.7% | -$11.2K |
|
142
Ares Capital
ARCC
$13.5B
| $1.59M | 0.17% |
96,335
+21,101
| +28% | +$332K |
|
|
143
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $1.58M | 0.17% |
15,045
-37,001
| -71% | -$3.97M |
|
144
BP
BP
$113B
| $1.56M | 0.17% |
48,691
-4,842
| -9% | -$146K |
|
145
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $1.55M | 0.17% |
43,252
-3,501
| -7% | -$128K |
|
146
ConocoPhillips
COP
$147B
| $1.54M | 0.17% |
30,700
-2,397
| -7% | -$111K |
|
147
Schwab US Large- Cap ETF
SCHX
$70.9B
| $1.52M | 0.17% |
171,216
+1,128
| +0.7% | +$9.8K |
|
148
Costco
COST
$415B
| $1.5M | 0.16% |
9,381
-760
| -7% | -$116K |
|
149
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $1.5M | 0.16% |
36,852
+14,290
| +63% | +$577K |
|
150
Prospect Capital
PSEC
$1.06B
| $1.48M | 0.16% |
177,195
-15,644
| -8% | -$126K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.