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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Constellation Brands
STZ
$22.2B
| $1.2M | 0.19% |
9,562
+672
| +8% | +$82.9K |
|
127
Visa
V
$677B
| $1.19M | 0.19% |
17,080
+1,417
| +9% | +$101K |
|
128
Fidelity MSCI Energy Index ETF
FENY
$2.02B
| $1.19M | 0.19% |
68,283
+15,643
| +30% | +$300K |
|
129
Southern Company
SO
$110B
| $1.18M | 0.19% |
26,436
+344
| +1% | +$15.1K |
|
130
Medtronic
MDT
$107B
| $1.18M | 0.19% |
17,634
-1,174
| -6% | -$86.5K |
|
131
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $1.18M | 0.19% |
76,040
-43,305
| -36% | -$704K |
|
132
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $1.17M | 0.19% |
50,406
-21,806
| -30% | -$533K |
|
133
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $1.16M | 0.18% |
36,543
-52,738
| -59% | -$1.86M |
|
|
VER
134
DELISTED
VEREIT, Inc.
VER
| $1.15M | 0.18% |
29,891
-7,538
| -20% | -$315K |
|
135
Molina Healthcare
MOH
$10.3B
| $1.15M | 0.18% |
+16,641
| New | +$1.23M |
|
136
Ares Capital
ARCC
$13.5B
| $1.14M | 0.18% |
78,922
+2,117
| +3% | +$33.2K |
|
|
GWPH
137
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.14M | 0.18% |
12,514
-488
| -4% | -$54.3K |
|
138
United Parcel Service
UPS
$97.6B
| $1.14M | 0.18% |
11,510
+3,933
| +52% | +$388K |
|
139
Invesco Large Cap Value ETF
PWV
$1.66B
| $1.12M | 0.18% |
40,083
+1,365
| +4% | +$40.7K |
|
140
3M
MMM
$89B
| $1.12M | 0.18% |
9,463
-14,036
| -60% | -$1.73M |
|
141
ProShares Trust Short MSCI Emerging Markets
EUM
$10.9M
| $1.12M | 0.18% |
+18,720
| New | +$1.06M |
|
142
Target
TGT
$62.1B
| $1.11M | 0.18% |
14,111
+6,790
| +93% | +$542K |
|
143
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $1.1M | 0.17% |
10,192
-5,473
| -35% | -$581K |
|
144
UnitedHealth
UNH
$382B
| $1.1M | 0.17% |
9,444
+1,849
| +24% | +$221K |
|
145
Sanofi
SNY
$104B
| $1.09M | 0.17% |
22,914
+6,713
| +41% | +$342K |
|
146
iShares Russell 1000 Value ETF
IWD
$82B
| $1.08M | 0.17% |
11,589
+7,361
| +174% | +$731K |
|
147
Incyte
INCY
$23.5B
| $1.05M | 0.17% |
+9,553
| New | +$1.07M |
|
148
Starbucks
SBUX
$118B
| $1.05M | 0.17% |
18,475
+364
| +2% | +$20.4K |
|
149
Netflix
NFLX
$292B
| $1.04M | 0.16% |
100,510
+60,050
| +148% | +$645K |
|
|
NYRT
150
DELISTED
New York REIT, Inc.
NYRT
| $1.03M | 0.16% |
10,239
-868
| -8% | -$87.2K |
|
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Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.