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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRT icon
1401
Alaunos Therapeutics
TCRT
$4.74M
– –
-112
Closed -$42K
TEAM icon
1402
Atlassian
TEAM
$22B
– –
-1,254
Closed -$293K
TLRY icon
1403
CALL
Tilray
TLRY
$479M
– –
-1,500
Closed -$124K
TNA icon
1404
CALL
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
– –
-6,700
Closed -$444K
TSLA icon
1405
PUT
Tesla
TSLA
$1.24T
– –
-1,200
Closed -$282K
TTWO icon
1406
Take-Two Interactive
TTWO
$43B
– –
-1,057
Closed -$220K
TX icon
1407
Ternium
TX
$9.29B
– –
-15,300
Closed -$445K
UMC icon
1408
United Microelectronic
UMC
$48.9B
– –
-13,000
Closed -$110K
UNG icon
1409
United States Natural Gas Fund
UNG
$470M
– –
-14,356
Closed -$528K
VGSH icon
1410
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-3,817
Closed -$235K
VHC icon
1411
CALL
VirnetX Holding Corp
VHC
$52.3M
– –
-625
Closed -$63K
VICI icon
1412
VICI Properties
VICI
$29.4B
– –
-13,149
Closed -$335K
WST icon
1413
West Pharmaceutical
WST
$23.1B
– –
-1,015
Closed -$288K
ZYME icon
1414
Zymeworks
ZYME
$1.68B
– –
-5,416
Closed -$256K
GAP
1415
The Gap Inc
GAP
$6.84B
– –
-293,651
Closed -$5.93M
SPWR
1416
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-157,068
Closed -$4.03M
BFX
1417
DELISTED
BowFlex Inc.
BFX
– –
-11,651
Closed -$211K
SCPL
1418
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-25,700
Closed -$356K
OIL
1419
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
– –
-15,650
Closed -$221K
ABMD
1420
DELISTED
Abiomed Inc
ABMD
– –
-910
Closed -$295K
RADA
1421
DELISTED
Rada Electronic Industries Ltd
RADA
– –
-12,509
Closed -$122K
AVLR
1422
DELISTED
Avalara, Inc.
AVLR
– –
-2,625
Closed -$433K
MNDT
1423
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-12,164
Closed -$281K
PTE
1424
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-420
Closed -$7K
ADXS
1425
DELISTED
Advaxis Inc
ADXS
– –
-10,306
Closed -$4K
54 55 56
57
58

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.