We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
1351
DELISTED
Kellanova
K
– –
-15,921
Closed -$1.31M
LEN icon
1352
Lennar Class A
LEN
$21.2B
– –
-1,805
Closed -$228K
LGOV icon
1353
First Trust Long Duration Opportunities ETF
LGOV
$625M
– –
-31,864
Closed -$693K
LMND icon
1354
Lemonade
LMND
$4.1B
– –
-13,125
Closed -$703K
LRN icon
1355
Stride
LRN
$3.43B
– –
-6,506
Closed -$969K
LTC
1356
LTC Properties
LTC
$2.15B
– –
-6,258
Closed -$231K
MCHP icon
1357
Microchip Technology
MCHP
$46B
– –
-11,770
Closed -$756K
MDGL icon
1358
Madrigal Pharmaceuticals
MDGL
$11.8B
– –
-2,000
Closed -$917K
MIRM icon
1359
Mirum Pharmaceuticals
MIRM
$6.14B
– –
-3,400
Closed -$249K
MWA icon
1360
Mueller Water Products
MWA
$4.16B
– –
-29,214
Closed -$746K
NGG icon
1361
National Grid
NGG
$81.3B
– –
-3,365
Closed -$241K
NTES icon
1362
NetEase
NTES
$84.7B
– –
-5,011
Closed -$762K
NVAX icon
1363
Novavax
NVAX
$1.31B
– –
-10,108
Closed -$87.6K
OPRX icon
1364
OptimizeRx
OPRX
$133M
– –
-22,298
Closed -$457K
OUST icon
1365
Ouster
OUST
$2.92B
– –
-41,394
Closed -$1.12M
PGY icon
1366
Pagaya Technologies
PGY
$1.78B
– –
-25,450
Closed -$756K
PODD icon
1367
Insulet
PODD
$9.79B
– –
-2,212
Closed -$683K
POOL icon
1368
Pool Corp
POOL
$7.5B
– –
-2,193
Closed -$680K
PSLV icon
1369
Sprott Physical Silver Trust
PSLV
$13.2B
– –
-15,254
Closed -$239K
PSN icon
1370
Parsons
PSN
$5.08B
– –
-2,495
Closed -$207K
PTC icon
1371
PTC
PTC
$16B
– –
-1,196
Closed -$243K
QURE icon
1372
uniQure
QURE
$3.22B
– –
-4,500
Closed -$263K
RACE icon
1373
Ferrari
RACE
$72.5B
– –
-1,629
Closed -$790K
REGL icon
1374
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
– –
-3,050
Closed -$260K
RL icon
1375
Ralph Lauren
RL
$23.6B
– –
-2,520
Closed -$790K
53 54
55
56 57

Similar funds

USCWA
U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return
GCM
Glenview Capital Management New York $3.98B AUM 20.52% 1-Year Est. Return
MAM
Martingale Asset Management Boston, Massachusetts $3.99B AUM 22.65% 1-Year Est. Return
LWCA
Locust Wood Capital Advisers New York $3.95B AUM 33.1% 1-Year Est. Return
AS
American Securities New York $3.93B AUM 52.22% 1-Year Est. Return
BCP
BSN Capital Partners London, United Kingdom $3.93B AUM 13.09% 1-Year Est. Return
MIM
Meridiem Investment Management London, United Kingdom $3.92B AUM 1.64% 1-Year Est. Return
JSW
Journey Strategic Wealth Summit, New Jersey $4.03B AUM 33.12% 1-Year Est. Return

Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.