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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1351
DELISTED
Kellanova
K
| – | – |
-15,921
| Closed | -$1.31M | – |
|
1352
Lennar Class A
LEN
$18.3B
| – | – |
-1,805
| Closed | -$228K | – |
|
1353
First Trust Long Duration Opportunities ETF
LGOV
$603M
| – | – |
-31,864
| Closed | -$693K | – |
|
1354
Lemonade
LMND
$3.42B
| – | – |
-13,125
| Closed | -$703K | – |
|
1355
Stride
LRN
$3.42B
| – | – |
-6,506
| Closed | -$969K | – |
|
1356
LTC Properties
LTC
$2.35B
| – | – |
-6,258
| Closed | -$231K | – |
|
1357
Microchip Technology
MCHP
$40.1B
| – | – |
-11,770
| Closed | -$756K | – |
|
1358
Madrigal Pharmaceuticals
MDGL
$10.4B
| – | – |
-2,000
| Closed | -$917K | – |
|
1359
Mirum Pharmaceuticals
MIRM
$5.2B
| – | – |
-3,400
| Closed | -$249K | – |
|
1360
Mueller Water Products
MWA
$3.4B
| – | – |
-29,214
| Closed | -$746K | – |
|
1361
National Grid
NGG
$81.7B
| – | – |
-3,365
| Closed | -$241K | – |
|
1362
NetEase
NTES
$80.7B
| – | – |
-5,011
| Closed | -$762K | – |
|
1363
Novavax
NVAX
$1.86B
| – | – |
-10,108
| Closed | -$87.6K | – |
|
1364
OptimizeRx
OPRX
$160M
| – | – |
-22,298
| Closed | -$457K | – |
|
1365
Ouster
OUST
$2.05B
| – | – |
-41,394
| Closed | -$1.12M | – |
|
1366
Pagaya Technologies
PGY
$1.44B
| – | – |
-25,450
| Closed | -$756K | – |
|
1367
Insulet
PODD
$9.79B
| – | – |
-2,212
| Closed | -$683K | – |
|
1368
Pool Corp
POOL
$6.27B
| – | – |
-2,193
| Closed | -$680K | – |
|
1369
Sprott Physical Silver Trust
PSLV
$11.7B
| – | – |
-15,254
| Closed | -$239K | – |
|
1370
Parsons
PSN
$4.72B
| – | – |
-2,495
| Closed | -$207K | – |
|
1371
PTC
PTC
$21B
| – | – |
-1,196
| Closed | -$243K | – |
|
1372
uniQure
QURE
$1.51B
| – | – |
-4,500
| Closed | -$263K | – |
|
1373
Ferrari
RACE
$69.7B
| – | – |
-1,629
| Closed | -$790K | – |
|
1374
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.69B
| – | – |
-3,050
| Closed | -$260K | – |
|
1375
Ralph Lauren
RL
$23B
| – | – |
-2,520
| Closed | -$790K | – |
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.