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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SI
1351
DELISTED
Silvergate Capital Corporation
SI
– –
-5,498
Closed -$414K
CORZ
1352
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-18,500
Closed -$24K
CLVS
1353
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-52,148
Closed -$62K
BSBE
1354
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
– –
-33,560
Closed -$802K
BSJM
1355
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-114,256
Closed -$2.51M
IBTB
1356
DELISTED
iShares iBonds Dec 2022 Term Treasury ETF
IBTB
– –
-25,281
Closed -$642K
HAACU
1357
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-19,220
Closed -$192K
TWTR
1358
DELISTED
Twitter, Inc.
TWTR
– –
-7,172
Closed -$314K
AMPE
1359
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-58
Closed -$1K
FBC
1360
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-10,260
Closed -$343K
BSCM
1361
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-386,373
Closed -$8.18M
IBDN
1362
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
– –
-36,068
Closed -$903K
LAC
1363
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-13,523
Closed -$355K
BHVN
1364
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-2,781
Closed -$420K
51 52 53 54
55

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.