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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSST icon
1326
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
– –
-7,509
Closed -$380K
GSY icon
1327
Invesco Ultra Short Duration ETF
GSY
$3.82B
– –
-6,138
Closed -$308K
HL icon
1328
Hecla Mining
HL
$10.2B
– –
-31,598
Closed -$189K
HUM icon
1329
Humana
HUM
$46.7B
– –
-1,044
Closed -$255K
IAI icon
1330
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
– –
-2,291
Closed -$387K
IBDR icon
1331
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
– –
-41,097
Closed -$997K
IBDS icon
1332
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
– –
-50,210
Closed -$1.22M
IBDT icon
1333
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
– –
-48,575
Closed -$1.23M
IBHG icon
1334
iShares iBonds 2027 Term High Yield and Income ETF
IBHG
$500M
– –
-35,007
Closed -$789K
IBMN
1335
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
– –
-8,945
Closed -$239K
IBTH icon
1336
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.23B
– –
-44,256
Closed -$995K
IBTI icon
1337
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.86B
– –
-55,618
Closed -$1.24M
IEI icon
1338
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-1,894
Closed -$225K
IMCB icon
1339
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
– –
-3,911
Closed -$312K
IMO icon
1340
Imperial Oil
IMO
$62.1B
– –
-3,208
Closed -$255K
INGR icon
1341
Ingredion
INGR
$6.38B
– –
-1,751
Closed -$237K
ISCV icon
1342
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
– –
-7,051
Closed -$433K
IYR icon
1343
iShares US Real Estate ETF
IYR
$4.59B
– –
-4,399
Closed -$417K
LCID icon
1344
Lucid Motors
LCID
$2.46B
– –
-1,528
Closed -$32.2K
LULU icon
1345
lululemon athletica
LULU
$13B
– –
-1,099
Closed -$261K
MGOV icon
1346
First Trust Intermediate Government Opportunities ETF
MGOV
$100M
– –
-10,840
Closed -$218K
MOH icon
1347
Molina Healthcare
MOH
$10.3B
– –
-2,575
Closed -$767K
MTZ icon
1348
MasTec
MTZ
$26.7B
– –
-1,333
Closed -$227K
NAPR icon
1349
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
– –
-4,459
Closed -$227K
NTLA icon
1350
Intellia Therapeutics
NTLA
$1.5B
– –
-10,616
Closed -$99.6K
52 53
54
55 56

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.