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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1276
abrdn Global Premier Properties Fund
AWP
$311M
| $64.2K | ﹤0.01% |
5,576
-21
| -0.4% | -$245 |
2020 Q1
23 quarters
|
|
1277
Gerdau
GGB
$9.87B
| $63.9K | ﹤0.01% |
17,325
+73
| +0.4% | +$255 |
2025 Q1
3 quarters
|
|
1278
Safe Bulkers
SB
$892M
| $56.2K | ﹤0.01% |
11,652
-223
| -2% | -$1.06K |
2024 Q1
7 quarters
|
|
1279
Stagwell
STGW
$2.19B
| $50.6K | ﹤0.01% |
10,346
-3,654
| -26% | -$19K |
2025 Q2
2 quarters
|
|
1280
Plug Power
PLUG
$1.91B
| $48.5K | ﹤0.01% |
24,683
-2,202
| -8% | -$5.75K |
2020 Q3
21 quarters
|
|
1281
Western Asset High Income Opportunity Fund
HIO
$313M
| $47.1K | ﹤0.01% |
12,704
-4,928
| -28% | -$18.7K |
2025 Q1
3 quarters
|
|
1282
GoldMining Inc
GLDG
$174M
| $46.9K | ﹤0.01% |
+37,500
| New | +$52.3K |
2025 Q4
0 quarters
|
|
1283
Ready Capital
RC
$182M
| $38.9K | ﹤0.01% |
18,461
-1,450
| -7% | -$4.06K |
2025 Q1
3 quarters
|
|
1284
Ballard Power Systems
BLDP
$551M
| $38.3K | ﹤0.01% |
15,093
-96
| -0.6% | -$298 |
2025 Q3
1 quarter
|
|
1285
Oxford Square Capital
OXSQ
$141M
| $37K | ﹤0.01% |
21,011
| – | – |
2021 Q1
19 quarters
|
|
1286
ImmunityBio
IBRX
$9.58B
| $33.7K | ﹤0.01% |
17,000
| – | – |
2024 Q1
7 quarters
|
|
1287
Intensity Therapeutics
INTS
$10.7M
| $23.1K | ﹤0.01% |
2,257
-510
| -18% | -$5.17K |
2023 Q3
9 quarters
|
|
1288
Opko Health
OPK
$1.12B
| $19.9K | ﹤0.01% |
15,807
| – | – |
2024 Q1
7 quarters
|
|
1289
Clover Health Investments
CLOV
$2.37B
| $19.1K | ﹤0.01% |
11,124
-7,600
| -41% | -$20.8K |
2025 Q2
2 quarters
|
|
1290
Atossa Therapeutics
ATOS
$28.8M
| $14.2K | ﹤0.01% |
1,600
| – | – |
2025 Q3
1 quarter
|
|
1291
Cue Biopharma
CUE
$122M
| $12.5K | ﹤0.01% |
1,368
-409
| -23% | -$7.51K |
2019 Q1
27 quarters
|
|
1292
PUT
Xerox
XRX
$320M
| $4.43K | ﹤0.01% |
71,700
-600
| -0.8% | -$1.78K |
2024 Q2
6 quarters
|
|
1293
CALL
Uber
UBER
$143B
| $4.37K | ﹤0.01% |
21,000
+1,000
| +5% | +$90K |
2025 Q2
2 quarters
|
|
1294
PUT
Newell Brands
NWL
$2.41B
| $3.93K | ﹤0.01% |
39,100
+17,100
| +78% | +$69.1K |
2025 Q1
3 quarters
|
|
1295
CALL
C3.ai
AI
$1.82B
| $3.2K | ﹤0.01% |
+20,000
| New | +$319K |
2025 Q4
0 quarters
|
|
1296
CALL
Apple
AAPL
$5.01T
| – | – |
-10,000
| Closed | -$238K | – |
|
1297
Argan
AGX
$4.85B
| – | – |
-4,196
| Closed | -$1.13M | – |
|
1298
CALL
Applied Materials
AMAT
$325B
| – | – |
-8,000
| Closed | -$375K | – |
|
1299
Ambarella
AMBA
$2.71B
| – | – |
-13,819
| Closed | -$1.14M | – |
|
1300
American Superconductor
AMSC
$1.24B
| – | – |
-10,293
| Closed | -$611K | – |
|
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Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.