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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWP
1276
abrdn Global Premier Properties Fund
AWP
$367M
$64.2K ﹤0.01%
5,576
-21
-0.4% -$245
GGB icon
1277
Gerdau
GGB
$9.7B
$63.9K ﹤0.01%
17,325
+73
+0.4% +$255
SB icon
1278
Safe Bulkers
SB
$774M
$56.2K ﹤0.01%
11,652
-223
-2% -$1.06K
STGW icon
1279
Stagwell
STGW
$2.24B
$50.6K ﹤0.01%
10,346
-3,654
-26% -$19K
PLUG icon
1280
Plug Power
PLUG
$3.04B
$48.5K ﹤0.01%
24,683
-2,202
-8% -$5.75K
HIO
1281
Western Asset High Income Opportunity Fund
HIO
$340M
$47.1K ﹤0.01%
12,704
-4,928
-28% -$18.7K
GLDG
1282
GoldMining Inc
GLDG
$219M
$46.9K ﹤0.01%
+37,500
New +$52.3K
RC
1283
Ready Capital
RC
$308M
$38.9K ﹤0.01%
18,461
-1,450
-7% -$4.06K
BLDP
1284
Ballard Power Systems
BLDP
$790M
$38.3K ﹤0.01%
15,093
-96
-0.6% -$298
OXSQ icon
1285
Oxford Square Capital
OXSQ
$157M
$37K ﹤0.01%
21,011
– –
IBRX icon
1286
ImmunityBio
IBRX
$8.1B
$33.7K ﹤0.01%
17,000
– –
INTS icon
1287
Intensity Therapeutics
INTS
$11.2M
$23.1K ﹤0.01%
2,257
-510
-18% -$5.17K
OPK icon
1288
Opko Health
OPK
$1.02B
$19.9K ﹤0.01%
15,807
– –
CLOV icon
1289
Clover Health Investments
CLOV
$2.51B
$19.1K ﹤0.01%
11,124
-7,600
-41% -$20.8K
ATOS icon
1290
Atossa Therapeutics
ATOS
$23.5M
$14.2K ﹤0.01%
1,600
– –
CUE icon
1291
Cue Biopharma
CUE
$114M
$12.5K ﹤0.01%
1,368
-409
-23% -$7.51K
XRX icon
1292
PUT
Xerox
XRX
$425M
$4.43K ﹤0.01%
71,700
-600
-0.8% -$1.78K
UBER icon
1293
CALL
Uber
UBER
$153B
$4.37K ﹤0.01%
21,000
+1,000
+5% +$90K
NWL icon
1294
PUT
Newell Brands
NWL
$2.56B
$3.93K ﹤0.01%
39,100
+17,100
+78% +$69.1K
AI icon
1295
CALL
C3.ai
AI
$1.59B
$3.2K ﹤0.01%
+20,000
New +$319K
AAPL icon
1296
CALL
Apple
AAPL
$4.57T
– –
-10,000
Closed -$238K
AGX icon
1297
Argan
AGX
$8.37B
– –
-4,196
Closed -$1.13M
AMAT icon
1298
CALL
Applied Materials
AMAT
$428B
– –
-8,000
Closed -$375K
AMBA icon
1299
Ambarella
AMBA
$3.81B
– –
-13,819
Closed -$1.14M
AMSC icon
1300
American Superconductor
AMSC
$1.59B
– –
-10,293
Closed -$611K
50 51
52
53 54

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.