SPC

Sigma Planning Corp Portfolio holdings

AUM $3.52B
1-Year Est. Return 21.17%
This Quarter Est. Return
1 Year Est. Return
+21.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.33B
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,332
New
Increased
Reduced
Closed

Top Buys

1
+$13.5M
2
+$4.45M
3
+$3.81M
4
FLRT icon
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
+$3.69M
5
ISEP icon
Innovator International Developed Power Buffer ETF September
ISEP
+$3.62M

Top Sells

1
+$9.12M
2
+$8.82M
3
+$8.08M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.4M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.07M

Sector Composition

1 Technology 14.2%
2 Financials 4.49%
3 Consumer Discretionary 4.4%
4 Healthcare 3.41%
5 Industrials 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
1251
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.68B
– –
-12,153
EVV
1252
Eaton Vance Limited Duration Income Fund
EVV
$1.15B
– –
-12,211
EXPD icon
1253
Expeditors International
EXPD
$21.8B
– –
-2,060
FCOR icon
1254
Fidelity Corporate Bond ETF
FCOR
$316M
– –
-4,306
FRPT icon
1255
Freshpet
FRPT
$3.14B
– –
-8,299
FTHI icon
1256
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$1.93B
– –
-15,984
FTQI icon
1257
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$769M
– –
-11,837
FTXO icon
1258
First Trust Nasdaq Bank ETF
FTXO
$271M
– –
-6,993
FXN icon
1259
First Trust Energy AlphaDEX Fund
FXN
$254M
– –
-34,433
GOVT icon
1260
iShares US Treasury Bond ETF
GOVT
$35B
– –
-9,889
GSEW icon
1261
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.58B
– –
-10,211
HYDB icon
1262
iShares High Yield Systematic Bond ETF
HYDB
$1.72B
– –
-4,457
IWX icon
1263
iShares Russell Top 200 Value ETF
IWX
$3.8B
– –
-3,194
JD icon
1264
JD.com
JD
$41B
– –
-5,279
JNK icon
1265
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.85B
– –
-2,353
JSML icon
1266
Janus Henderson Small Cap Growth Alpha ETF
JSML
$275M
– –
-7,000
KJAN icon
1267
Innovator US Small Cap Power Buffer ETF January
KJAN
$352M
– –
-6,673
KOCT icon
1268
Innovator US Small Cap Power Buffer ETF October
KOCT
$134M
– –
-13,687
LEN icon
1269
Lennar Class A
LEN
$29.3B
– –
-2,596
MCHI icon
1270
iShares MSCI China ETF
MCHI
$8.02B
– –
-7,001
NJAN icon
1271
Innovator Growth-100 Power Buffer ETF January
NJAN
$342M
– –
-4,747
OXLC
1272
Oxford Lane Capital
OXLC
$1.42B
– –
-11,499
PCAR icon
1273
PACCAR
PCAR
$63.7B
– –
-2,133
PCN
1274
PIMCO Corporate & Income Strategy Fund
PCN
$916M
– –
-27,494
PCY icon
1275
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
– –
-10,750
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