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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
1251
CALL
Target
TGT
$63.7B
– –
-2,000
Closed -$315K
TPHD icon
1252
Timothy Plan High Dividend Stock ETF
TPHD
$363M
– –
-10,525
Closed -$241K
TSCO icon
1253
Tractor Supply
TSCO
$16.7B
– –
-9,405
Closed -$270K
TSLX icon
1254
Sixth Street Specialty
TSLX
$1.63B
– –
-10,678
Closed -$184K
UPBD icon
1255
Upbound Group
UPBD
$1.2B
– –
-10,456
Closed -$313K
VXX icon
1256
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$161M
– –
-159
Closed -$254K
WFC.PRL icon
1257
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
– –
-159
Closed -$213K
WING icon
1258
Wingstop
WING
$3.74B
– –
-2,073
Closed -$283K
ZROZ icon
1259
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.36B
– –
-2,657
Closed -$454K
CNR
1260
Core Natural Resources Inc
CNR
$4.16B
– –
-12,800
Closed -$57K
VGR
1261
DELISTED
Vector Group Ltd.
VGR
– –
-28,963
Closed -$199K
BIG
1262
DELISTED
Big Lots, Inc.
BIG
– –
-91,654
Closed -$4.09M
WRK
1263
DELISTED
WestRock Company
WRK
– –
-12,634
Closed -$439K
SRC
1264
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-20,720
Closed -$699K
HEXO
1265
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-563
Closed -$21K
SAIL
1266
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-10,500
Closed -$415K
APTS
1267
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-10,237
Closed -$55K
INFO
1268
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-2,690
Closed -$211K
MDP
1269
DELISTED
Meredith Corporation
MDP
– –
-21,887
Closed -$287K
GNMK
1270
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-11,457
Closed -$163K
VER
1271
DELISTED
VEREIT, Inc.
VER
– –
-4,084
Closed -$133K
BSJK
1272
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
– –
-38,372
Closed -$896K
LVGO
1273
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-4,864
Closed -$681K
BSCK
1274
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-104,302
Closed -$2.21M
UN
1275
DELISTED
Unilever NV New York Registry Shares
UN
– –
-4,238
Closed -$256K
47 48 49 50
51

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.