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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHVN icon
1226
Biohaven
BHVN
$2.16B
$187K 0.01%
12,467
+1,146
+10% +$16.7K
MORT icon
1227
VanEck Mortgage REIT Income ETF
MORT
$370M
$186K 0.01%
17,300
+3,100
+22% +$33.4K
DIV icon
1228
Global X SuperDividend US ETF
DIV
$787M
$186K 0.01%
+10,509
New +$186K
CLSK icon
1229
CleanSpark
CLSK
$3.73B
$185K 0.01%
12,758
-2,500
-16% -$28.2K
CNC icon
1230
CALL
Centene
CNC
$31.3B
$178K 0.01%
+20,000
New +$604K
PBR.A icon
1231
Petrobras Class A
PBR.A
$107B
$174K ﹤0.01%
14,700
– –
CMBT
1232
CMB.TECH NV
CMBT
$4.57B
$172K ﹤0.01%
+18,338
New +$168K
CGTX icon
1233
Cognition Therapeutics
CGTX
$82.3M
$172K ﹤0.01%
127,090
-20,900
-14% -$28.5K
HAFN icon
1234
Hafnia
HAFN
$3.82B
$165K ﹤0.01%
27,600
-400
-1% -$2.29K
EFR
1235
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$165K ﹤0.01%
14,422
+127
+0.9% +$1.5K
RQI icon
1236
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$160K ﹤0.01%
12,812
-5,439
-30% -$67.6K
BUYW icon
1237
Main BuyWrite ETF
BUYW
$1.27B
$158K ﹤0.01%
11,112
-248
-2% -$3.51K
RCAT icon
1238
Red Cat Holdings
RCAT
$1.16B
$154K ﹤0.01%
14,834
+1,150
+8% +$10.7K
LAND
1239
Gladstone Land Corp
LAND
$368M
$153K ﹤0.01%
16,665
+3,619
+28% +$34.2K
CLF icon
1240
Cleveland-Cliffs
CLF
$6.81B
$152K ﹤0.01%
12,470
+840
+7% +$8.83K
SPY icon
1241
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$129K ﹤0.01%
23,900
-12,300
-34% -$7.88M
BTG icon
1242
B2Gold
BTG
$5.16B
$127K ﹤0.01%
+25,700
New +$101K
GNL icon
1243
Global Net Lease
GNL
$1.87B
$125K ﹤0.01%
15,432
-8,202
-35% -$62.6K
EFT
1244
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$118K ﹤0.01%
+10,006
New +$122K
F icon
1245
CALL
Ford
F
$57.3B
$115K ﹤0.01%
+41,000
New +$472K
PSEC icon
1246
Prospect Capital
PSEC
$1.06B
$107K ﹤0.01%
39,033
-2,445
-6% -$7.31K
XRX icon
1247
Xerox
XRX
$337M
$107K ﹤0.01%
28,366
+12,994
+85% +$57.4K
LUNR icon
1248
Intuitive Machines
LUNR
$2.07B
$106K ﹤0.01%
+10,061
New +$102K
BBAI icon
1249
BigBear.ai
BBAI
$1.32B
$105K ﹤0.01%
16,100
-800
-5% -$5.12K
IGR
1250
CBRE Global Real Estate Income Fund
IGR
$712M
$103K ﹤0.01%
19,962
+142
+0.7% +$716
48 49
50
51 52

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.