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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTG icon
1226
B2Gold
BTG
$5.16B
$51.7K ﹤0.01%
14,480
+215
+2% +$715
NSL
1227
DELISTED
NUVEEN SENIOR INCM FD
NSL
$47.6K ﹤0.01%
10,365
– –
AQMS icon
1228
Aqua Metals
AQMS
$9.63M
$45K ﹤0.01%
180
-26
-13% -$3.97K
TTI icon
1229
TETRA Technologies
TTI
$1.23B
$42.7K ﹤0.01%
12,331
– –
YOLO icon
1230
AdvisorShares Pure Cannabis ETF
YOLO
$29.9M
$39.8K ﹤0.01%
11,068
-456
-4% -$2.11K
MNTS icon
1231
Momentus
MNTS
$88.7M
$37.3K ﹤0.01%
4
– –
OGI
1232
Organigram Holdings
OGI
$132M
$36.8K ﹤0.01%
11,495
-375
-3% -$1.41K
CGC
1233
Canopy Growth
CGC
$375M
$32.9K ﹤0.01%
1,425
-5
-0.3% -$154
PLG
1234
Platinum Group Metals
PLG
$164M
$32.2K ﹤0.01%
18,500
– –
EVGN icon
1235
Evogene
EVGN
$6.57M
$31.8K ﹤0.01%
4,536
– –
ONCT
1236
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$20K ﹤0.01%
1,001
– –
NVTA
1237
DELISTED
Invitae Corporation
NVTA
$19.9K ﹤0.01%
10,722
+30
+0.3% +$73
OPK icon
1238
Opko Health
OPK
$921M
$19.3K ﹤0.01%
15,402
– –
AMRS
1239
DELISTED
Amyris Inc.
AMRS
$19K ﹤0.01%
12,437
-150
-1% -$335
GTBP icon
1240
GT Biopharma
GTBP
$11.7M
$18.9K ﹤0.01%
713
– –
TELL
1241
DELISTED
Tellurian Inc.
TELL
$18K ﹤0.01%
10,730
-3,600
-25% -$9.02K
ZOM
1242
DELISTED
Zomedica Corp.
ZOM
$13.3K ﹤0.01%
81,750
– –
STEX
1243
Streamex Corp
STEX
$76.7M
$12.2K ﹤0.01%
2,900
– –
SDC
1244
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$10.3K ﹤0.01%
29,284
– –
CLOV icon
1245
Clover Health Investments
CLOV
$2.28B
$9.95K ﹤0.01%
10,700
– –
WPRT
1246
Westport Fuel Systems
WPRT
$36.5M
$9.61K ﹤0.01%
1,240
-80
-6% -$686
HLGN
1247
DELISTED
Heliogen, Inc.
HLGN
$7.98K ﹤0.01%
+327
New +$14.8K
HCDI
1248
DELISTED
Harbor Custom Development, Inc. Common Stock
HCDI
$6.86K ﹤0.01%
925
+100
+12% +$1.5K
APPH
1249
DELISTED
AppHarvest, Inc. Common Stock
APPH
$6.83K ﹤0.01%
+12,037
New +$15.7K
LOGC
1250
DELISTED
ContextLogic
LOGC
$5.12K ﹤0.01%
350
– –
48 49
50
51 52

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.