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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
iShares 0-3 Month Treasury Bond ETF
SGOV
$115B
| $7.01M | 0.19% |
69,634
+6,814
| +11% | +$685K |
2023 Q1
12 quarters
|
|
102
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
| $6.97M | 0.19% |
72,054
-4,343
| -6% | -$450K |
2014 Q4
45 quarters
|
|
103
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$820M
| $6.91M | 0.19% |
212,860
+30,071
| +16% | +$983K |
2024 Q3
6 quarters
|
|
104
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.7B
| $6.87M | 0.19% |
80,961
+11,377
| +16% | +$1.02M |
2014 Q4
45 quarters
|
|
105
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
| $6.78M | 0.19% |
32,602
-430
| -1% | -$94.5K |
2014 Q4
45 quarters
|
|
106
Vertiv
VRT
$80.7B
| $6.77M | 0.19% |
27,023
-560
| -2% | -$124K |
2023 Q3
10 quarters
|
|
107
iShares S&P Small-Cap 600 Value ETF
IJS
$7.5B
| $6.69M | 0.19% |
56,475
+3,776
| +7% | +$456K |
2014 Q4
45 quarters
|
|
108
Honeywell
HON
$67.2B
| $6.64M | 0.18% |
29,391
-2,365
| -7% | -$540K |
2014 Q4
45 quarters
|
|
109
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $6.64M | 0.18% |
41,045
+3,467
| +9% | +$582K |
2015 Q4
41 quarters
|
|
110
iShares Core S&P Total US Stock Market ETF
ITOT
$95.9B
| $6.61M | 0.18% |
46,374
-853
| -2% | -$127K |
2014 Q4
45 quarters
|
|
111
GE Vernova
GEV
$247B
| $6.59M | 0.18% |
7,550
+1,536
| +26% | +$1.2M |
2024 Q2
7 quarters
|
|
112
Capital Group Growth ETF
CGGR
$25.7B
| $6.36M | 0.18% |
158,333
+23,137
| +17% | +$999K |
2022 Q4
13 quarters
|
|
113
First Trust RBA American Industrial Renaissance ETF
AIRR
$8.55B
| $6.35M | 0.18% |
57,276
+9,151
| +19% | +$1.04M |
2021 Q2
19 quarters
|
|
114
Invesco S&P 500 Momentum ETF
SPMO
$21.7B
| $6.26M | 0.17% |
55,845
+3,086
| +6% | +$365K |
2024 Q2
7 quarters
|
|
115
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $6.24M | 0.17% |
115,517
-396
| -0.3% | -$22.2K |
2014 Q4
45 quarters
|
|
116
Fidelity Blue Chip Growth ETF
FBCG
$7.34B
| $6.22M | 0.17% |
124,060
+6,031
| +5% | +$321K |
2023 Q1
12 quarters
|
|
|
117
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
$4.11B
| $6.21M | 0.17% |
+189,702
| New | +$6.61M |
2026 Q1
0 quarters
|
|
118
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$43.1M
| $6.14M | 0.17% |
233,206
+10,327
| +5% | +$273K |
2025 Q2
3 quarters
|
|
119
Amgen
AMGN
$234B
| $6.07M | 0.17% |
17,240
-752
| -4% | -$268K |
2014 Q4
45 quarters
|
|
120
Return Stacked US Stocks & Managed Futures ETF
RSST
$581M
| $6.05M | 0.17% |
214,100
-3,934
| -2% | -$116K |
2024 Q2
7 quarters
|
|
121
LHA Market State Tactical Beta ETF
MSTB
$200M
| $6.05M | 0.17% |
158,075
+12,344
| +8% | +$491K |
2024 Q4
5 quarters
|
|
122
First Trust Enhanced Short Maturity ETF
FTSM
$6.72B
| $6.05M | 0.17% |
101,163
+32,207
| +47% | +$1.93M |
2017 Q4
33 quarters
|
|
123
PepsiCo
PEP
$178B
| $6.04M | 0.17% |
38,881
-2,512
| -6% | -$391K |
2022 Q3
14 quarters
|
|
124
Janus Henderson AAA CLO ETF
JAAA
$32.1B
| $6.01M | 0.17% |
119,257
+10,592
| +10% | +$536K |
2023 Q3
10 quarters
|
|
125
iShares US Technology ETF
IYW
$25.2B
| $5.99M | 0.17% |
33,024
-515
| -2% | -$99.5K |
2016 Q3
38 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.